The Helix Financial Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$106,520,900
Clients
235
Advisors
2
of 2 employees
About
The firm provides fee-based investment advisory and financial planning services to individuals, trusts, estates, charitable organizations, and business entities, serving about 235 clients with roughly $107 million in assets under management. Offerings include portfolio management, retirement-plan/401(k) allocation services, hourly planning engagements, and assistance with college savings 529 plans.
The firm uses a strategic asset-allocation framework with tactical allocation adjustments and global diversification, employing mutual funds, ETFs, equities, fixed income, options, and interests in partnerships as appropriate to client objectives. Notably, virtually all client assets are managed on a non-discretionary basis, so clients retain final decision authority over trades and transactions.
The brochure discloses a prior FINRA consent order involving the firm’s president related to discretionary-authority recordkeeping, a disclosure event that is uncommon among peers. The firm also combines advisory services with licensed insurance activity and the use of an American Funds platform for 529s and small IRA/DRIP accounts — operational details that distinguish its service mix from many similarly sized advisors.
Client services
Expertise
Occupation focus
Fee options
1% annually (typical advisory fee), up to 2% quarterly maximum fee applied in advance
Separate commissions received from insurance product sales by firm principals
Hourly rate $200 per hour for limited scope planning engagements, negotiable
Account minimum: $50,000 Minimum fee: Minimum annual fee of $50.00 when account falls below $5,000 Fee-only: Hourly planning engagements at $200 per hour, negotiable
Main office
4425 Plano Parkway, Suite 804
Carrolltron TX 75010
Advisors at this office
2
Most active in
Texas
Also doing business as
The Helix Financial Group · The Helix Financial Group, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
David R
Series 63, Series 65
Carrolltron, TX
The Helix Financial Group
David Rice is a financial advisor at The Helix Financial Group with 32 years of industry experience. He has been with The Helix Financial Group since 2007 and has also operated as a self-employed advisor since 2004. His credentials include the Series 63 and Series 65 licenses. The Helix Financial Group provides fee-based investment advisory and financial planning services to individuals, trusts, estates, charitable organizations, and business entities. The firm employs a strategic asset-allocation framework with tactical adjustments and global diversification, managing approximately $107 million in assets primarily on a non-discretionary basis.
Matthew G
Series 63, Series 65
Carrolltron, TX
The Helix Financial Group
Matthew Grygar is a financial advisor at The Helix Financial Group with 16 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Helix Financial Group since 2010. Outside of advisory work, he is licensed as an agent selling healthcare benefits for Blue Cross & Blue Shield and Cigna. The Helix Financial Group provides fee-based investment advisory and financial planning services to individuals, trusts, estates, charitable organizations, corporations, and other business entities. The firm manages approximately $82.4 million across about 219 client relationships, focusing on tactical and strategic asset allocation with global diversification, primarily managing portfolios on a non-discretionary basis.
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