The High Net Worth Advisory Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$830,912,878
Clients
418
Advisors
6
of 9 employees
About
The High Net Worth Advisory Group, LLC provides wealth management, portfolio review, general consulting and pension consulting services to individuals (including high net worth clients), pension and profit sharing plans, trusts, estates, and business entities. The firm offers both discretionary and non‑discretionary portfolio management combined with financial planning and pension services (including Investment Policy Statement preparation and employee education) and manages approximately $861.7 million for roughly 418 clients through a five‑person advisory team.
The firm’s investment process relies on fundamental analysis and employs a mix of long‑ and short‑term strategies, option writing and exchange‑traded products as appropriate to client objectives. HNWAG monitors and rebalances portfolios on an ongoing basis, and the brochure discloses that it may use margin, securities‑backed lines of credit (SBLOCs), and covered option strategies in client accounts while allowing clients to impose written restrictions on discretionary authority.
Distinctive aspects disclosed in the brochure include an affiliation, through common ownership, with The High Net Worth Tax Advisory Group, LLC and reciprocal client referrals between the firms (clients are informed they are under no obligation to use the affiliate). The firm also explicitly addresses less common operational practices and risks — such as facilitating SBLOC applications while disclosing related conflicts of interest, using derivatives in separately managed accounts, and employing AI tools to record and transcribe meetings (with an opt‑out option).
Client services
Expertise
Occupation focus
Fee options
Pension consulting services fees are based on fixed fees or a percentage of plan assets, negotiated case-by-case.
Up to $1,000 per hour, negotiable depending on client circumstances.
Account minimum: $250,000
Main office
8880 Tamiami Trail North
Naples FL 34108
Advisors at this office
6
Most active in
California · Colorado · Florida · Georgia · Illinois · Indiana · Louisiana · Massachusetts · Michigan · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oklahoma · Texas
Also doing business as
Advisory Group · The High Net Worth Advisory Group, LLC · Ultra High Net Worth Advisory Group
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Carlo Magno S
CFP®, Series 66
Naples, FL
The High Net Worth Advisory Group, LLC
Carlo Magno Santos Ocampo is a CFP® and holds a Series 66 license with 10 years of industry experience. He has worked at The High Net Worth Advisory Group, LLC since 2020 and previously spent five years at Raymond James & Associates. He is also a licensed Florida insurance agent, licensed in Life, Health, and Annuities. The High Net Worth Advisory Group, LLC provides wealth management, portfolio review, and pension consulting services to individuals, pension and profit sharing plans, trusts, estates, and business entities. The firm manages approximately $861.7 million for around 418 clients through a five-person advisory team and employs a mix of fundamental analysis, long- and short-term strategies, option writing, and exchange-traded products tailored to client objectives.
Kelso H
Series 63, Series 65
Naples, FL
The High Net Worth Advisory Group, LLC
Kelso Huffman is a financial advisor with The High Net Worth Advisory Group, LLC in Naples, FL, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. He previously worked at Raymond James & Associates for eight years before joining his current firm in 2021. Huffman is also a licensed Florida insurance agent specializing in life, health, and annuities. The High Net Worth Advisory Group, LLC provides wealth management, portfolio review, consulting, and pension services to individuals, trusts, estates, and business entities. The firm manages approximately $861.7 million for about 418 clients, using a mix of fundamental analysis, long- and short-term strategies, option writing, and exchange-traded products tailored to client objectives.
Howard J
CFP®, Series 63
Naples, FL
The High Net Worth Advisory Group, LLC
Howard Jordan is a CFP® with 30 years of industry experience. He is currently with The High Net Worth Advisory Group, LLC, where he has worked since 2020. Prior to that, he spent 17 years at Raymond James & Associates. Jordan is also a licensed Florida insurance agent specializing in life, health, and annuities. The High Net Worth Advisory Group, LLC provides wealth management, portfolio review, and consulting services to individuals, pension plans, trusts, estates, and business entities. The firm employs fundamental analysis and a mix of long- and short-term strategies, including option writing and exchange-traded products, managing approximately $861.7 million for around 418 clients through a five-person advisory team.
David M
CFP®, Series 63, Series 65
Naples, FL
The High Net Worth Advisory Group, LLC
David Morgan is a CFP® with 30 years of industry experience. He has worked at The High Net Worth Advisory Group, LLC since 2020 and previously spent 23 years at Raymond James & Associates, Inc. In addition to his advisory role, he oversees his family's real estate development activities as CEO. The High Net Worth Advisory Group, LLC provides wealth management, portfolio review, and pension consulting services to individuals, trusts, estates, and business entities. The firm employs a mix of fundamental analysis, long- and short-term strategies, and option writing to manage approximately $861.7 million across roughly 418 clients.
David M
Series 65
Naples, FL
The High Net Worth Advisory Group, LLC
David Morgan is a financial advisor at The High Net Worth Advisory Group, LLC with a Series 65 credential and three years of industry experience. He has held roles at the University of Alabama and University of Virginia and is the CEO of Grand Cru Concierge LLC, a concierge wine brokerage. The High Net Worth Advisory Group serves individuals, pension and profit sharing plans, trusts, estates, and business entities by providing wealth management, portfolio review, consulting, and pension services. The firm employs fundamental analysis and a range of investment strategies, managing approximately $861.7 million for about 418 clients through a five-person advisory team.
Katherine L
Series 65
Naples, FL
The High Net Worth Advisory Group, LLC
Katherine Lauer is a financial advisor at The High Net Worth Advisory Group, LLC with three years of industry experience. She holds a Series 65 designation and has worked in various roles including positions at the Greater Naples Chamber of Commerce and Florida Gulf Coast University. The High Net Worth Advisory Group, LLC provides wealth management, portfolio review, and pension consulting services to individuals, trusts, estates, and business entities. The firm employs a fundamental analysis-based investment process with a mix of strategies, managing approximately $861.7 million for around 418 clients through a five-person advisory team.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)