The Holland Group, Inc.

The firm provides discretionary investment management primarily to individual and high‑net‑worth clients and may also work with institutional entities such as pension plans, foundations, and trusts. Services are fee‑based on assets under management and typically feature portfolios centered on listed equities while also allowing mutual funds, ETFs, fixed income, closed‑end funds, unit investment trusts and options.

Investment decisions draw on fundamental, technical and economic analysis, supported by asset‑allocation software, ongoing monitoring and active rebalancing through a Strategic Wealth Management program. Custodial and clearing services are provided by a third‑party custodian, and the firm has elected in certain program accounts to pay transaction charges on clients’ behalf—a practice identified in the brochure as a potential conflict because it can influence security selection and trading frequency.

The firm operates with a very small advisory team, an organizational structure that is less common among peers, and one principal also acts as a registered representative of the recommended custodian, presenting potential conflicts because that role may generate commission income outside of the advisory relationship. The firm does not perform routine account reviews unless requested and does not vote client proxies, practices that place more responsibility for periodic oversight and proxy voting on clients compared with many advisors.