The Investment and Philanthropy Corporation
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$26,000,000
Clients
36
Advisors
1
of 2 employees
About
The firm provides investment supervisory and portfolio management services to individuals, high-net-worth clients, profit-sharing plans, charitable institutions, private foundations, endowments, and trusts. Its services include the design and implementation of investment strategies and regular periodic portfolio reviews, and the firm reported discretionary authority over roughly $24 million as of June 20, 2025.
Investment decisions are made using a broadly diversified strategy implemented primarily through exchange-traded funds and individual stocks, guided by public economic forecasts (including Federal Reserve reports) and a proprietary statistical model called the PentaMarket. The firm tailors allocations to each client’s objectives, risk tolerance, liquidity needs and tax sensitivity, and generally limits trading to once per calendar quarter to reduce costs and tax consequences while providing detailed quarterly reports and monthly summaries.
Compared with many independent advisors, the firm routinely works with charitable and institutional clients and has provided planned-giving services to nonprofit organizations, in addition to managing profit-sharing and endowment accounts. The practice is staffed by more than one person (reviews are conducted by two staff members) and emphasizes structured reporting, a CFA-based code of ethics, and a proprietary market model—features that distinguish it from many small independent firms.
Client services
Expertise
Fee options
$0 - $500,000: 1.20% $500,000 - $1,000,000: 1.00% $1,000,000 - $2,000,000: 0.80% $2,000,000 - $5,000,000: 0.70% $5,000,000 - $10,000,000: 0.50% $10,000,000+: 0.30%
Main office
Sausalito CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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