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The Investment Lab, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$70,000
Clients
0
Advisors
1
of 3 employees
Firm type
Supported
1-4 advisors or >$200M in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
The firm primarily develops and licenses model portfolios and provides investment management to affiliated accounts rather than maintaining a broad roster of retail clients. It offers two U.S.-equity model portfolios (growth and dividend) built with stocks and ETFs and licenses those models to a federally registered adviser for use with that adviser’s clients.
The Investment Lab’s process is rules‑based and centers on Relative Strength technical analysis, computerized charting, and complementary fundamental screening to identify sector/style leaders and select individual stocks and ETFs. Management of affiliate accounts is presently non‑discretionary, and the firm emphasizes in‑house research and data analytics when monitoring and adjusting the models.
Distinctive aspects include an explicit model‑licensing business to another registered adviser (NewSquare Capital) and principals who maintain dual affiliations with that licensee and with a software/data‑analytics provider — a configuration that is uncommon among investment managers. While the firm follows the common industry practice of being compensated on an AUM basis, its current structure of serving only affiliate accounts while distributing strategies through a third‑party licensee is atypical and positions its models to be implemented for high‑net‑worth clients through intermediaries.
Client services
Portfolio management
Licenses investment model portfolios to outside advisor firms.
Licenses investment model portfolios to outside advisor firms.
Expertise
Active portfolio management
Factor investing / smart beta
Fee options
1.75% per annum (175 basis points) for Investment Management clients; 0.50% per annum (50 basis points) for model portfolio licensing to NSC
Main office location
The Investment Lab, LLC
Fort Washington PA, United States
Number of offices
2
Most active in
The Investment Lab, LLC has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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