The J R Baker Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$26,593,457
Clients
43
16% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
43
HighAverage account size
$618,452
About
The J R Baker Group advises individuals (including high‑net‑worth clients), trusts, estates, foundations and corporations, and also works with pension and profit‑sharing plans and charitable organizations, offering investment management, portfolio consulting, and financial and estate planning under its Wealth Optimization and Legacy Planning service. The firm also assists clients in selecting and implementing third‑party managers through co‑manager arrangements and related advisory agreements.
JRB describes itself as an independent fiduciary that allocates across cash, individual stocks and bonds, ETFs, options, mutual funds, and selected private securities, using fundamental, technical and cyclical analysis alongside strategic asset allocation. The firm evaluates third‑party managers with quantitative and qualitative criteria, acts as a communication conduit between clients and managers, and provides periodic account reviews and reporting while acknowledging conflicts that can arise with rollover or manager recommendations.
Noteworthy for an independent adviser, JRB explicitly serves charitable organizations and retirement plan clients—client types that are relatively uncommon among peers—and discloses that its principals hold insurance licenses and may sell insurance products in a separate capacity. The firm also discloses that it may receive compensation from third‑party managers and emphasizes an integrated, family‑centered approach to legacy and wealth planning as part of its advisory services.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Wealth management
Options & derivatives strategies
Charitable giving & philanthropy
Fee options
Financial planning fees negotiated between $100 and $100,000.
Account minimum: $20,000
Main office location
The J R Baker Group
Buellton CA, United States
Number of offices
1
Most active in
The J R Baker Group has reported serving >5 clients in these states in the last 12 months.
California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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