The Knox Group Wealth Management

The firm is a state-registered independent investment adviser that provides discretionary portfolio management to individuals, high-net-worth clients, trusts and businesses, and also offers financial planning and consulting services. It works directly with clients to establish investment policy statements, strategic asset allocation and ongoing portfolio supervision.

Its investment approach targets mid- and large-cap equities and combines fundamental screening with technical timing, typically pursuing mid- to long-term holdings but engaging in active trading and reallocation when market conditions or client objectives warrant. Portfolios are constructed from ETFs, mutual funds, and individual stocks and bonds and are managed on a discretionary basis, with the firm noting the use of concentrated positions and potentially higher turnover.

Distinctive features disclosed in the brochure include the principal’s substantial concurrent activity as an independent insurance agent—approximately half of his time—through which insurance products may be offered and for which typical commission compensation may be received. The firm also discloses regulatory and customer matters involving the principal, including a state regulatory finding and a FINRA enforcement action, and describes procedures and disclosures intended to address these conflicts and events.