Beverly Hills, CA Office

Team
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The L. Warner Companies, Inc logo

The L. Warner Companies, Inc

Team

Firm-wide stats for The L. Warner Companies, Inc

Total advisors

9

Across 4 offices

Clients per advisor

39 Low

Avg AUM per client

$2,117,174 High

HNW client ratio

51% High

About

The L. Warner Companies provides discretionary investment management and financial planning primarily to high-net-worth individuals and related trusts, estates and pension plans, and also offers consulting and administration services to corporations, non-profits and other business entities. As of December 31, 2025 the firm reported approximately $802.4 million in discretionary assets under management and advised on about $264.8 million in corporate-sponsored plan assets.

The firm’s investment process is led by a chief investment officer and an analyst team that emphasizes fundamental analysis and broadly diversified portfolios across equities, fixed income, mutual funds, ETFs and select alternatives, with occasional use of options for hedging or income generation. TWC also integrates third-party platforms and strategies (including programs through Charles Schwab, Envestnet and TIAA/CREF) and provides plan-level fiduciary and administrative services such as 3(21)/3(38) oversight, plan menu design, benchmarking and participant education.

TWC’s adviser roster includes many professionals who are also registered representatives of a broker‑dealer and licensed insurance agents, and the brochure discloses that commissionable insurance products may be sold in those separate capacities and commissions may be earned. The firm’s combination of individualized HNW wealth management with institutional plan administration, use of multiple third‑party manager programs, and its affiliation with a parent company (Foundation Risk Partners) represents a hybrid operating model that is less common among multi‑team firms.

Based on The L. Warner Companies, Inc

Expertise

Concentrated stock management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Wealth management

Based on The L. Warner Companies, Inc

Occupation focus

Executive Founder/Business Owner

Based on The L. Warner Companies, Inc

Location

9100 Wilshire Blvd, Suite 720 E

Beverly Hills CA 90212

Advisors at this office

2

Advisors at this office

user avatar

Michael A

Series 63, Series 66

Beverly Hills, CA

The L. Warner Companies, Inc

Michael Anderson is an advisor at The L. Warner Companies, Inc. with 28 years of industry experience. He holds Series 63 and Series 66 credentials and has previously worked with Four Points Capital Partners LLC, Niagara International Capital Limited, and Finestone Partners. Outside of his advisory role, he serves on the boards of the Exceptional Children's Foundation and the Small Business Council of America and is a director of the internet radio network PodClips.IO. The L. Warner Companies, Inc. provides discretionary investment management and financial planning primarily to high-net-worth individuals, trusts, estates, and pension plans, along with consulting and administration services for corporations and non-profits. The firm employs a fundamental analysis-driven investment process with diversified portfolios and integrates third-party platforms and fiduciary services.

Concentrated stock management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Wealth management Executive Founder/Business Owner
user avatar

Ala S

Series 66

Beverly Hills, CA

The L. Warner Companies, Inc

Ala Smochinsky is a financial advisor with The L. Warner Companies, Inc., holding a Series 66 designation and eight years of industry experience. Prior to joining The L. Warner Companies in 2021, he worked at Four Points Capital Partners LLC and Niagara International Capital Limited. Outside of his advisory role, he is involved in property management. The L. Warner Companies serves high-net-worth individuals, trusts, estates, and retirement plans, as well as corporations, non-profits, and other business entities. The firm employs a research-driven investment process led by an internal Chief Investment Officer and analyst team, constructing diversified portfolios with a focus on multi-year horizons and incorporating strategies such as options and third-party manager programs.

Concentrated stock management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Wealth management Executive Founder/Business Owner
View complete list of advisors at this office
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