Huntington, NY Office

The L. Warner Companies provides discretionary investment management and financial planning primarily to high-net-worth individuals and related trusts, estates and pension plans, and also offers consulting and administration services to corporations, non-profits and other business entities. As of December 31, 2025 the firm reported approximately $802.4 million in discretionary assets under management and advised on about $264.8 million in corporate-sponsored plan assets.

The firm’s investment process is led by a chief investment officer and an analyst team that emphasizes fundamental analysis and broadly diversified portfolios across equities, fixed income, mutual funds, ETFs and select alternatives, with occasional use of options for hedging or income generation. TWC also integrates third-party platforms and strategies (including programs through Charles Schwab, Envestnet and TIAA/CREF) and provides plan-level fiduciary and administrative services such as 3(21)/3(38) oversight, plan menu design, benchmarking and participant education.

TWC’s adviser roster includes many professionals who are also registered representatives of a broker‑dealer and licensed insurance agents, and the brochure discloses that commissionable insurance products may be sold in those separate capacities and commissions may be earned. The firm’s combination of individualized HNW wealth management with institutional plan administration, use of multiple third‑party manager programs, and its affiliation with a parent company (Foundation Risk Partners) represents a hybrid operating model that is less common among multi‑team firms.