A complete list of active advisors currently associated with The Legacy Collaborative, Inc.
Warmer can help you find a great advisor at The Legacy Collaborative, Inc. or one who fits your needs even better.
The Legacy Collaborative is a small, fee-based advisory firm that provides financial planning and portfolio management to a limited client base of mainly high‑net‑worth individuals as well as corporations, pension and profit‑sharing plans, trusts, estates and charitable organizations. With roughly nine client relationships and about $4.5 million in assets under management, the firm offers estate planning, business succession planning, retirement planning and charitable planning in addition to investment advice and referrals to other advisers. The firm typically delivers advice and planning on an individual basis and assists clients in selecting professional portfolio managers rather than managing most client accounts on an ongoing discretionary basis itself. For clients who participate in the Separate Account Manager (SAM) program, the firm collects client profile information, helps select investment styles and Portfolio Managers, and relies on those third‑party managers (and custodians such as Pershing) to implement portfolios on a discretionary basis. Distinctive aspects noted in the brochure include that the firm’s sole advisory representative is also a registered representative of a broker‑dealer (World Equity Group) and sells insurance products, and the firm discloses receiving a portion of wrap fees and potential 12b‑1 compensation in connection with recommended programs. The adviser’s contemporaneous broker‑dealer and insurance roles, the use of a wrap fee separate‑account platform with minimums that generally target wealthier clients, and the firm’s very small client roster differentiate it from larger independent advisers that serve broader retail segments.
To learn more about the advisors currently working at The Legacy Collaborative, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
San Antonio, TX
| 41
|
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