The Leonard Financial Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$47,694,206
Clients
74
Advisors
2
of 2 employees
About
The Leonard Financial Group provides financial planning, investment management, and consulting services to individuals (including both high-net-worth and non‑HNW clients) and charitable organizations. The firm delivers written financial plans following in‑depth personal interviews and manages client portfolios on both discretionary and non‑discretionary bases.
The firm’s investment process emphasizes asset allocation and mutual fund/ETF analysis alongside technical analysis, and the brochure discloses use of both long‑ and short‑term trading strategies as well as options, margin and short sales when appropriate. Financial plans are typically delivered within six months when information is provided promptly, and ongoing account supervision is guided by each client’s stated goals, time horizon and tax considerations.
Compared with many peers, the brochure notes the firm conducts educational seminars and workshops for clients, an offering that is relatively uncommon among similar supported advisers. The small advisory team manages roughly $47.8 million for about 74 clients and highlights professional credentials such as CFP and AEP among its personnel, while also documenting detailed practices for custody, trade execution and a formal Code of Ethics.
Client services
Expertise
Fee options
Flat fees for Financial Advisory and Financial Planning services, determined annually and agreed prior to engagement
$300 to $800 per hour
Minimum fee: $1,800 annual minimum fee, waivable or reducible in writing Fee-only: Financial Advisory and Financial Planning fees may be flat fees on an annual basis, agreed upon prior to contract; hourly rates range from $300 to $800 per hour
Main office
6820 Indiana Avenue, Suite 230
Riverside CA 92506
Advisors at this office
2
Most active in
California
Also doing business as
The Leonard Financial Group, LLC · The Leonard Group,LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Micki H
Series 65
Riverside, CA
The Leonard Financial Group, LLC
Micki Hicks is a financial advisor at The Leonard Financial Group, LLC with 10 years of industry experience. She holds a Series 65 designation and has been with the firm since 2015. The Leonard Financial Group serves individual clients, including high-net-worth and non-HNW households, as well as charitable and organizational clients. The firm provides financial planning, investment management, and consulting services, utilizing a formal planning process combined with portfolio management that includes advanced trading strategies and regular account reviews.
Karl H
CFP®, Series 65
Riverside, CA
The Leonard Financial Group, LLC
Karl Hicks is a CFP® with 21 years of industry experience and has been with The Leonard Financial Group, LLC since 2003. He holds a Series 65 license and is based in Riverside, CA. The Leonard Financial Group serves individual clients, including both high-net-worth and non-high-net-worth households, as well as charitable and organizational clients. The firm provides financial planning, investment management, and consulting services using a formal planning process combined with portfolio management that incorporates tactical and strategic tools such as option strategies and short sales.
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