The Lynd Group Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides fee-based advisory services to individual clients, with primary offerings that include non‑discretionary management of fee‑based fixed indexed annuity contracts, financial planning, and referrals to third‑party money managers. It also offers no‑cost educational seminars and workshops and provides clients with a secure cloud portal for storing and viewing financial documents.
The firm’s practice centers on coordinating annuity contract management with insurance carriers — including directing interest strategy selections and arranging carrier withdrawals to pay advisory fees — while relying on third‑party money managers for discretionary portfolio management. Investment methods described in the brochure include fundamental, technical, and cyclical analysis, and account reviews are performed monthly or more often as market conditions dictate; reallocations in annuity contracts are made with client approval.
Notable features that distinguish the firm from many peers are its insurance affiliation (the managing member maintains an active insurance practice and other ancillary services) and its business model of placing client assets with third‑party managers rather than custodying assets directly, which results in the firm reporting no direct AUM on its ADV. The firm also discloses referral and fee‑sharing arrangements with third‑party managers, including an incentive program that shares a portion of advisory fees with the firm, and operates educational workshops as a regular part of its client engagement.
Client services
Expertise
Fee options
$50,000 - $499,999: 1.00% annually $500,000 - $999,999: 0.90% annually $1,000,000+: 0.80% annually
Insurance agent commissions received by management persons; no external compensation for sale of securities to clients by adviser.
Main office
See office801 South Victoria Avenue, Suite 105
Ventura CA 93003
Advisors at this office
2
Offices (2)
Most active in
California · Texas · Utah
Also doing business as
The Lynd Group Advisors, LLC · The Lynd Group Wealth Management · Tlg Wealth Insurance Services
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Tana P
Series 65
Flower Mound, TX
The Lynd Group Advisors, LLC
Tana Pennington is a financial advisor with The Lynd Group Advisors, LLC, holding a Series 65 designation and four years of industry experience. She has also worked as an independent insurance agent since 2014, providing health and life insurance sales and services. The Lynd Group Advisors offers fee-based advisory services primarily focused on non-discretionary management of fixed indexed annuity contracts, financial planning, and referrals to third-party money managers. The firm emphasizes coordinating annuity contract management with insurance carriers and providing educational seminars and secure client portals.
Andrew A
Series 65
Ventura, CA
The Lynd Group Advisors, LLC
Andrew Allen is a Series 65-credentialed advisor with The Lynd Group Advisors, LLC in Ventura, CA, where he has worked since 2026. He previously operated as a sole proprietor from 2024 to 2026 and has experience in various roles at Parker Hannifin, Cryogenic Experts, and NuSil Technology. The Lynd Group Advisors provides fee-based advisory services primarily focusing on non-discretionary management of fee-based fixed indexed annuity contracts, financial planning, and referrals to third-party money managers. The firm emphasizes coordinating annuity contract management in conjunction with insurance carriers and relies on third-party managers for discretionary portfolio management, offering educational seminars and a secure client portal.
Michael M
CFP®, Series 66
Ventura, CA
The Lynd Group Advisors, LLC
Michael Mansfield is a CFP® professional with 16 years of industry experience, currently serving at The Lynd Group Advisors, LLC. He has held the role of sole proprietor since 2015 and has been with The Lynd Group since 2009. Outside of advisory work, he operates a financial services and insurance business and also provides legal document assistance. The Lynd Group Advisors, LLC provides fee-based advisory services focused on non-discretionary management of fee-based fixed indexed annuity contracts, financial planning, and referrals to third-party money managers. The firm integrates insurance management with external portfolio management, offers educational seminars, and utilizes a secure client portal for document access.
Owen H
Series 65
Flower Mound, TX
The Lynd Group Advisors, LLC
Owen Hill is a financial advisor at The Lynd Group Advisors, LLC with one year of industry experience. He holds a Series 65 designation and previously worked at Texas Roadhouse before entering the financial industry. He is also an insurance agent affiliated with The Lynd Group, providing insurance services alongside his advisory role. The Lynd Group Advisors, LLC offers fee-based advisory services primarily focused on non-discretionary management of fixed indexed annuity contracts, financial planning, and referrals to third-party money managers. The firm combines annuity contract coordination with insurance carriers and uses fundamental, technical, and cyclical analysis, while also operating educational seminars and providing clients with a secure online portal.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)