The Montgomery Financial Group, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The Montgomery Financial Group serves individual and high‑net‑worth clients as well as small business owners, providing discretionary investment management, financial planning, and investment consultations. The firm also offers a range of non‑investment advisory services to individuals and small businesses, including tax return preparation, bookkeeping, payroll, and assistance with business entity setup.
Investment portfolios are built using a Modern Portfolio Theory framework, typically emphasizing cost‑efficient index mutual funds and ETFs, with individualized investment policy statements, periodic rebalancing, and ongoing monitoring. The firm generally takes a long‑term perspective, conducts quarterly account reviews and an annual meeting, and will manage accounts on a discretionary basis consistent with client objectives.
Noteworthy aspects include that roughly 42% of the firm’s efforts are directed to non‑investment services for individuals and small businesses, a level of non‑investment activity that is atypical for many advisory firms focused on portfolio management. The firm operates with a small advisory team and a centralized leadership structure in which senior management also performs compliance and data‑security functions; it provides fee‑only advice, does not sponsor wrap fee programs, and does not charge performance‑based fees.
Client services
Expertise
Occupation focus
Fee options
0.55% annually, assessed monthly in arrears
Typically $200 per hour, billed in 15-minute increments for financial planning and investment consultation services
Fee-only: Financial planning and investment consultation services at $200 per hour, billed in 15-minute increments; written financial plans estimated between $650 and $2,500
Main office
195 Route 6 A, Suite 8
Orleans MA 02653-3240
Advisors at this office
2
Most active in
Massachusetts
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Herbert M
CFP®, Series 63
Orleans, MA
The Montgomery Financial Group, Inc.
Herbert Montgomery is a CFP® with 19 years of industry experience and has been with The Montgomery Financial Group, Inc. since 2006. He holds a Series 63 license and is a 50% owner of Fitz-Mont Environmental Solutions, Inc., a company that provides environmentally sound electricity, water, waste, and lighting solutions. The Montgomery Financial Group serves individual and high-net-worth clients as well as small business owners, offering discretionary investment management, financial planning, and a range of non-investment advisory services such as tax preparation and bookkeeping. The firm employs a Modern Portfolio Theory framework focusing on cost-efficient index funds and ETFs, with a significant portion of its efforts dedicated to non-investment services for individuals and small businesses.
Jonathan A
Series 65
Orleans, MA
The Montgomery Financial Group, Inc.
Jonathan Ambrose is a financial advisor at The Montgomery Financial Group, Inc. with one year of industry experience. He holds a Series 65 designation and previously worked for the Monomoy Regional School District for five years. The Montgomery Financial Group serves individual and high-net-worth clients as well as small business owners, offering discretionary investment management, financial planning, and various non-investment advisory services such as tax preparation and bookkeeping. The firm uses a Modern Portfolio Theory approach with cost-efficient index funds and ETFs, emphasizing long-term management and regular account reviews.
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