The Moorings Group, LLC

The Moorings Group provides discretionary asset management and sub‑advisory services to individuals, trusts, estates, charitable organizations, corporations, foundations, municipalities and other business entities. The firm focuses on custom portfolio construction and ongoing management, primarily within fixed income (with an emphasis on municipal securities) and a limited number of balanced portfolios, typically delivered through accounts held at qualified custodians.

The firm follows a documented four‑step active management process—client evaluation, market assessment and interest‑rate trend analysis, portfolio design and execution, and portfolio review—and selects performance benchmarks tailored to each client's risk profile and income needs. Credit analysis is multi‑level and municipal‑focused (regional/state environment, sector assessment, issuer quality), and portfolios are reviewed at least monthly with performance compared to the designated benchmark.

The Moorings Group reports approximately $439,628,310 in discretionary assets under management as of December 31, 2025 while operating with two investment professionals, an AUM‑per‑advisor profile that is atypically large for a supported firm. The brochure emphasizes its operational practices—regular benchmark comparisons and written reporting for primary advisers, documented cross‑trade pricing and allocation procedures, and use of sub‑advisory arrangements—which distinguish its reporting and trade‑execution processes from many peers.