Chicago, IL N. Wabash Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
The Mosaic Financial Group, LLC
Team
Firm-wide stats for The Mosaic Financial Group, LLC
Clients per advisor
14 Very LowAvg AUM per client
$7,181,463 Very HighHNW client ratio
100% Very HighAbout
The Mosaic Financial Group serves primarily high‑net‑worth individuals and a range of institutional clients including trusts, estates, charitable organizations, pension and profit‑sharing plans, partnerships and corporations, typically requiring $2 million of investable assets for advisory services and $5 million for portfolio reporting. The firm provides investment advisory (both discretionary and non‑discretionary), portfolio monitoring, estate and financial planning, tax preparation, bookkeeping and consulting.
Mosaic emphasizes asset allocation as the primary driver of returns and builds individualized portfolios using separately managed accounts, mutual funds, ETFs and alternative investments, applying both strategic and tactical allocation with periodic rebalancing. Unusually for a team firm, most of its $948.7 million in AUM—approximately $643.5 million—is managed on a non‑discretionary basis, meaning clients retain approval for the majority of investment decisions.
What distinguishes the firm from many peers is its integration of tax and accounting services into the advisory offering: a tax‑focused partner and staff with CPA experience provide tax preparation, gift and estate tax return services and bookkeeping in addition to investment advice. With nine advisors serving roughly 130 client relationships, Mosaic’s client base is relatively concentrated, reflecting higher‑value accounts and a blended wealth‑management and accounting practice.
Based on The Mosaic Financial Group, LLC
Expertise
Based on The Mosaic Financial Group, LLC
Location
330 N. Wabash, Suite 1650
Chicago IL 60611
Advisors at this office
3
Advisors at this office
Brewster L
Series 65
Chicago, IL
The Mosaic Financial Group, LLC
Brewster Lindblad is a financial advisor at The Mosaic Financial Group, LLC in Chicago, IL, holding a Series 65 designation with 12 years of industry experience. He has been with The Mosaic Financial Group since 2011. The Mosaic Financial Group serves high-net-worth individuals, trusts, estates, charitable organizations, and various institutional clients, managing approximately $898 million in assets. The firm integrates investment advisory with estate and financial planning, tax preparation, and bookkeeping, emphasizing asset allocation and offering both discretionary and non-discretionary portfolio management.
Ryan S
Series 63, Series 66
Chicago, IL
The Mosaic Financial Group, LLC
Ryan Shaughnessy is a financial advisor at The Mosaic Financial Group, LLC in Chicago, IL, with 21 years of industry experience. He has been with The Mosaic Financial Group since 2010. He holds Series 63 and Series 66 designations. The Mosaic Financial Group serves primarily high-net-worth individuals, trusts, estates, charitable organizations, pension and profit-sharing plans, partnerships, and corporations. The firm emphasizes asset allocation as the primary driver of returns and integrates accounting and tax services, including in-house tax return preparation, into its advisory platform.
Joseph H
Series 65
Chicago, IL
The Mosaic Financial Group, LLC
Joseph Hetland is a financial advisor at The Mosaic Financial Group, LLC in Chicago, IL, holding a Series 65 designation with 11 years of industry experience. He has been with The Mosaic Financial Group since 2012. The Mosaic Financial Group serves primarily high-net-worth individuals, trusts, estates, and various institutional clients, managing approximately $898 million in assets. The firm emphasizes asset allocation and integrates accounting and tax services into its advisory platform, offering both discretionary and non-discretionary portfolio management with a focus on individualized portfolio construction.
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