The Oak Ridge Financial Services Group, Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$659,281,874
Clients
994
Advisors
34
across 3 offices
About
The Oak Ridge Financial Services Group provides investment advisory and financial planning to individuals, trusts, estates and institutional clients, including high‑net‑worth households. Services described in the brochure include portfolio management (including wrap fee programs), written financial plans, and access to third‑party managers and platform solutions.
Oak Ridge advisers (IARs) gather clients’ financial information and may manage accounts on either a discretionary or non‑discretionary basis; as disclosed in the brochure, the firm reported approximately $537.4 million in non‑discretionary assets and $131.2 million in discretionary assets as of September 30, 2025, indicating a predominance of non‑discretionary management. The firm also uses Fidelity’s FMAX platform and various third‑party managers (FSP, SMA, UMA) where day‑to‑day management may be performed by the IAR, a third‑party manager, or a combination of the two.
Distinctive features noted in the brochure include Oak Ridge’s status as a fully disclosed introducing broker‑dealer and FINRA member, with IARs who may earn separate, commission‑based compensation when securities or insurance products are transacted through the affiliate. The firm has also disclosed prior FINRA regulatory actions related to supervision of its fixed‑income trading desk (accepted AWC decisions in 2018 and 2024 involving fines and restitution), a factor prospective clients may consider regarding trade supervision and execution.
Client services
Expertise
Fee options
Fixed fees for financial planning, negotiable
$0+: 0.25% to 2.25% (Advisor Fee - negotiable) $0+: 0.25% to 2.25% (Program Fee - not negotiable)
Fees negotiated based on complexity for financial planning
Account minimum: $10,000
Main office
See office701 Xenia Ave. South, Suite 100
Golden Valley MN 55416-1089
Advisors at this office
32
Offices (3)
Most active in
Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Iowa · Massachusetts · Michigan · Minnesota · Missouri · Nevada · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin · Wyoming
Also doing business as
Equity Securities Investments, Inc. · The Oak Ridge Financial Services Group Inc · The Oak Ridge Financial Services Group, Inc · The Oak Ridge Financial Services Group, Inc. · The Swanson Group
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Jeffrey R
CFP®, Series 63, Series 65
Golden Valley, MN
The Oak Ridge Financial Services Group, Inc.
Jeffrey Rathmanner is a financial advisor with The Oak Ridge Financial Services Group, Inc., holding the CFP® designation and Series 63 and 65 licenses. He has 30 years of industry experience, previously working at Merrill Lynch and Bank of America. Outside of his advisory role, he serves as a trustee for a personal trust. The Oak Ridge Financial Services Group provides investment advisory and financial planning services to individuals, trusts, estates, and institutional clients, including high-net-worth households. The firm offers portfolio management, written financial plans, and access to third-party managers and platform solutions, managing both discretionary and non-discretionary assets.
Blake W
Series 63, Series 65
Golden Valley, MN
The Oak Ridge Financial Services Group, Inc.
Blake Weimer is a financial advisor at The Oak Ridge Financial Services Group, Inc. with eight years of industry experience. He holds the Series 63 and Series 65 licenses and has worked at Oak Ridge since 2022. Prior to that, he was with Pacer Financial, Inc., Mostad Construction, Inc., INNSPACE, and the University of Montana. The Oak Ridge Financial Services Group provides investment advisory and financial planning services to individuals, trusts, estates, and institutional clients, including high-net-worth households. The firm offers portfolio management, written financial plans, and access to third-party managers and platform solutions.
Savino R
Series 63, Series 65
Golden Valley, MN
The Oak Ridge Financial Services Group, Inc.
Savino Ranallo is a financial advisor with The Oak Ridge Financial Services Group, Inc. in Golden Valley, MN, holding Series 63 and Series 65 licenses and bringing 42 years of industry experience. He has been with Oak Ridge since 2006. The Oak Ridge Financial Services Group provides investment advisory and financial planning services to individuals, trusts, estates, and institutional clients, including high-net-worth households. The firm offers portfolio management, written financial plans, and access to third-party managers and platform solutions, managing both discretionary and non-discretionary assets.
Erle S
Series 63, Series 65, Series 66
Golden Valley, MN
The Oak Ridge Financial Services Group, Inc.
Erle Savage III is a financial advisor with The Oak Ridge Financial Services Group, Inc. in Golden Valley, MN. He holds Series 63, 65, and 66 licenses and has 13 years of industry experience. His prior work includes 14 years at Regan Investments, Inc. and one year at UBS Financial Services. The Oak Ridge Financial Services Group provides investment advisory and financial planning services to individuals, trusts, estates, and institutional clients, including high-net-worth households. The firm offers portfolio management, written financial plans, and access to third-party managers and platform solutions, managing a significant portion of assets on a non-discretionary basis.
Cynthia R
Series 63, Series 65
Golden Valley, MN
The Oak Ridge Financial Services Group, Inc.
Cynthia Rost is a financial advisor with The Oak Ridge Financial Services Group, Inc. in Golden Valley, MN. She holds Series 63 and Series 65 designations and has 39 years of industry experience. Her prior work includes positions at UBS Financial Services and Piper Jaffray Inc. The Oak Ridge Financial Services Group provides investment advisory and financial planning services to individuals, trusts, estates, and institutional clients, including high-net-worth households. The firm offers portfolio management, written financial plans, and access to third-party managers and platform solutions.
Paula O
Series 63, Series 66
Golden Valley, MN
The Oak Ridge Financial Services Group, Inc.
Paula Olson is a financial advisor with The Oak Ridge Financial Services Group, Inc., holding Series 63 and Series 66 designations and bringing 35 years of industry experience. She has been with Oak Ridge Financial Services Group since 2003. The Oak Ridge Financial Services Group provides investment advisory and financial planning services to individuals, trusts, estates, and institutional clients, including high-net-worth households. The firm offers portfolio management, written financial plans, and access to third-party managers and platform solutions.
Amy L
Series 63, Series 65
Golden Valley, MN
The Oak Ridge Financial Services Group, Inc.
Amy Leuma is a financial advisor with The Oak Ridge Financial Services Group, Inc., holding Series 63 and Series 65 licenses and having 15 years of industry experience. Her prior roles include positions at Morgan Stanley, Wells Fargo, and Ameriprise Financial Services. The Oak Ridge Financial Services Group provides investment advisory and financial planning services to individuals, trusts, estates, and institutional clients, including high-net-worth households. The firm offers portfolio management, written financial plans, and access to third-party managers and platform solutions, managing both discretionary and non-discretionary accounts.
Thomas K
Series 63, Series 66
Golden Valley, MN
The Oak Ridge Financial Services Group, Inc.
Thomas Kirihara is a financial advisor at The Oak Ridge Financial Services Group, Inc. with 15 years of industry experience. He holds Series 63 and Series 66 designations and previously worked at Ameriprise Financial Services, Inc. and Fidelity Investments. The Oak Ridge Financial Services Group provides investment advisory and financial planning services to individuals, trusts, estates, and institutional clients, including high-net-worth households. The firm offers portfolio management, written financial plans, and access to third-party managers and platform solutions.
Jon B
Series 63, Series 65, Series 66
Golden Valley, MN
The Oak Ridge Financial Services Group, Inc.
Jon Berg is a financial advisor with The Oak Ridge Financial Services Group, Inc. in Golden Valley, MN, holding Series 63, 65, and 66 designations and 30 years of industry experience. He has been with Oak Ridge since 2003. Outside of finance, Jon is a songwriter and performer who produces music both physically and digitally. The Oak Ridge Financial Services Group provides investment advisory and financial planning services to individuals, trusts, estates, and institutional clients, including high-net-worth households. The firm offers portfolio management, written financial plans, and access to third-party managers and platform solutions.
Scott R
Series 63, Series 65
Golden Valley, MN
The Oak Ridge Financial Services Group, Inc.
Scott Rickford is a financial advisor with The Oak Ridge Financial Services Group, Inc., holding Series 63 and Series 65 designations and bringing 31 years of industry experience. He has been with Oak Ridge since 2004. Outside of his advisory role, he is involved in cattle ownership, which is a completely passive activity unrelated to his investment work. The Oak Ridge Financial Services Group provides investment advisory and financial planning services to individuals, trusts, estates, and institutional clients, including high-net-worth households. The firm offers portfolio management, written financial plans, and access to third-party managers and platforms, primarily managing assets on a non-discretionary basis.
Brandon C
Series 63, Series 65
Golden Valley, MN
The Oak Ridge Financial Services Group, Inc.
Brandon Cowan is a financial advisor with The Oak Ridge Financial Services Group, Inc. in Golden Valley, MN, holding Series 63 and Series 65 designations and bringing 14 years of industry experience. He has been with The Oak Ridge Financial Services Group since 2014. The Oak Ridge Financial Services Group provides investment advisory and financial planning services to individuals, trusts, estates, and institutional clients, including high-net-worth households. The firm offers portfolio management, written financial plans, and access to third-party managers and platform solutions.
William S
Series 63, Series 66
Golden Valley, MN
The Oak Ridge Financial Services Group, Inc.
William Steinbauer is a financial advisor with The Oak Ridge Financial Services Group, Inc. in Golden Valley, MN. He holds Series 63 and Series 66 licenses and has 39 years of industry experience. Steinbauer has been with Oak Ridge Financial Services Group since 2004. The Oak Ridge Financial Services Group provides investment advisory and financial planning services to individuals, trusts, estates, and institutional clients, including high-net-worth households. The firm offers portfolio management, written financial plans, and access to third-party managers and platform solutions.
Douglas O
Series 63, Series 65
Golden Valley, MN
The Oak Ridge Financial Services Group, Inc.
Douglas Ollila is a financial advisor with The Oak Ridge Financial Services Group, Inc. in Golden Valley, MN, holding Series 63 and Series 65 licenses. He has 43 years of industry experience, including 27 years at UBS Financial Services prior to joining Oak Ridge in 2016. The Oak Ridge Financial Services Group provides investment advisory and financial planning services to individuals, trusts, estates, and institutional clients, including high-net-worth households. The firm offers portfolio management, written financial plans, and access to third-party managers and platform solutions, with a focus on both discretionary and non-discretionary account management.
Peter K
Series 63, Series 65
Golden Valley, MN
The Oak Ridge Financial Services Group, Inc.
Peter King is a financial advisor at The Oak Ridge Financial Services Group, Inc. with 41 years of industry experience. He has held securities licenses Series 63 and Series 65. Prior to joining Oak Ridge in 2022, he worked for Colliers Securities LLC for 14 years. The Oak Ridge Financial Services Group provides investment advisory and financial planning services to individuals, trusts, estates, and institutional clients, including high-net-worth households. The firm offers portfolio management, written financial plans, and access to third-party managers and platform solutions.
Larissa P
Series 63, Series 65
Golden Valley, MN
The Oak Ridge Financial Services Group, Inc.
Larissa Pettit Stentz is a financial advisor with The Oak Ridge Financial Services Group, Inc., holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. She has worked at The Oak Ridge Financial Services Group since 2008 and previously at UBS Financial Services and Piper Jaffray Inc. since 1998. The Oak Ridge Financial Services Group provides investment advisory and financial planning services to individuals, trusts, estates, and institutional clients, including high-net-worth households. The firm offers portfolio management, written financial plans, and access to third-party managers and platform solutions.
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