A complete list of active advisors currently associated with The Putney Financial Group LLC

Warmer can help you find a great advisor at The Putney Financial Group LLC or one who fits your needs even better.

The Putney Financial Group LLC is an SEC‑registered advisory firm that manages roughly $205 million for about 212 clients and operates with a six‑person advisory team. It serves individuals, high‑net‑worth individuals and charitable trusts, offering investment supervisory services (discretionary and non‑discretionary portfolio management) alongside financial planning; the firm generally requires a minimum account size to begin ongoing management. The firm uses a blend of fundamental, quantitative, qualitative and cyclical analysis and emphasizes asset allocation, mutual fund and ETF selection, and selective use of options (including covered calls and structured “buffer” ETFs) across both long‑ and short‑term strategies. Accounts are typically reviewed quarterly, most assets are managed on a discretionary basis, and the firm aggregates related accounts for fee tiering and provides written financial plans generally within a few months of engagement. Noteworthy features that distinguish the firm from many peers include its affiliation with an introducing broker‑dealer and use of a clearing custodian, with certain firm professionals also registered as broker‑dealers and licensed insurance agents; when advisors act in those capacities commissionable products may be recommended and, if commissions are received, advisory fees on those assets are waived and analysis documentation is provided. The firm provides periodic client communications (quarterly reports and other written materials) and discloses a prior SEC enforcement matter resolved in 2024 that resulted in remedial sanctions, disgorgement and civil penalties.

To learn more about the advisors currently working at The Putney Financial Group LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.