A complete list of active advisors currently associated with The Putney Financial Group LLC

Warmer can help you find a great advisor at The Putney Financial Group LLC or one who fits your needs even better.

The Putney Financial Group LLC provides investment supervisory services and financial planning primarily to individual clients, including high-net-worth individuals, and charitable trusts. The firm manages about $205 million in regulatory assets across discretionary and non-discretionary accounts and delivers written financial plans, periodic planning updates, and implementation support when requested. The firm’s investment process combines fundamental, quantitative, qualitative, and cyclical analysis and emphasizes asset allocation using mutual funds, ETFs, fixed income, structured products, private placements, and options strategies (including covered calls and spreads) as appropriate to client objectives. Portfolios are generally managed on a discretionary basis with annual formal reviews and quarterly performance reports and reconciled account appraisals provided to clients. Putney is notable among peers for its affiliations with other financial firms: it uses Arete Wealth Management LLC as an introducing FINRA broker-dealer (clearing through Pershing) and several firm advisors are also registered representatives and licensed insurance agents, a structure under which the firm documents commission-based recommendations and may waive advisory fees on those products. The firm also discloses prior regulatory actions and remediation steps in its brochure, including a 2024 SEC order addressing past disclosure and compliance deficiencies.

To learn more about the advisors currently working at The Putney Financial Group LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.