The R.L. Brown Advisory Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$10,441,970
Clients
14
Advisors
1
of 1 employees
About
The R.L. Brown Advisory Group, LLC provides asset management and integrated financial planning services for individuals, families, trusts, estates, businesses, and organizations. Its services include the creation of written Investment Policies, discretionary portfolio management, retirement planning, and retirement plan administration and recordkeeping as part of its asset management offering.
The firm develops individualized Investment Policy documents and manages portfolios on a discretionary basis using asset-allocation frameworks informed by Modern Portfolio Theory, a value-oriented bias in security selection, and a blend of active and passive strategies. It emphasizes cost control and lower turnover, produces quarterly performance reports, offers annual reviews on request, and provides ongoing telephone and email support.
Notably, the firm works with corporate clients, pension and profit-sharing plans, and provides pension consulting and portfolio management for institutional accounts—services that are uncommon for independent solo advisory firms. The principal is a CFA charterholder and also provides CFO services to privately owned companies, a separate professional activity the brochure discloses and says is managed through conflict-of-interest policies.
Client services
Expertise
Fee options
Fixed fees possible in certain situations for financial planning or advice
$0 - $2,500,000: 1.00% annually $2,500,000 - $5,000,000: $25,000 + 0.85% of amount over $1,000,000 annually $5,000,000+: $46,250 + 0.70% of amount over $5,000,000 annually
Hourly fees may be charged for financial planning/advice in certain situations
Account minimum: $100,000 Minimum fee: $250.00 per quarter minimum, waivable at discretion Fee-only: Fixed fees possible for financial planning or advice on a case-by-case basis
Main office
3015 Hopyard Road, Suite O
Pleasanton CA 94588
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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