The Road Ahead Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The Road Ahead Wealth Management LLC is an independent registered investment adviser serving individual and high‑net‑worth clients with discretionary asset management and financial planning services. The firm reports managing roughly $11.2 million for a small client base and provides both one‑time plans and ongoing planning engagements in addition to portfolio management.
The firm constructs individualized investment programs using fundamental and technical analysis and typically operates under discretionary authority, investing across equities, fixed income, mutual funds, ETFs and options, including option writing strategies. It also offers defined ongoing planning packages with set quarterly consulting hours and bills investment management fees on a quarterly, assets‑under‑management basis.
Compared with many solo independent advisers, the firm’s combination of a very small client roster with relatively large assets per client, no account minimum, and explicit use of options strategies (including uncovered option risks) is noteworthy. The firm discloses certain operational practices that differ from peers — it may receive soft‑dollar benefits from custodians, does not aggregate trades for clients, and generally does not vote client proxies — and the principal maintains an unrelated residential rental business and trustee role disclosed as an outside activity.
Client services
Expertise
Fee options
Ongoing Financial Planning intake fee between $750 and $2,000; Silver Package $2,500 annually; Gold Package $4,000 annually
$0 - $1,000,000: 1.00% annually $1,000,000.01+: 0.70% annually
$250 per hour for financial planning and consulting services
Main office
Woodinville WA
Advisors at this office
1
Most active in
Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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