A complete list of active advisors currently associated with The Sullivan Group

Warmer can help you find a great advisor at The Sullivan Group or one who fits your needs even better.

The Sullivan Group is a California‑licensed advisory firm that serves primarily individual clients — including high‑net‑worth households — as well as pension plans, trusts and other entities. It offers discretionary investment management, financial planning and 401(k)/pension oversight, and will refer assets to third‑party managers when a different strategy or expertise is appropriate. The firm develops customized investment plans based on each client’s objectives, risk tolerance and liquidity needs and employs a mix of fundamental, technical and cyclical analysis across equities, fixed income, mutual funds/ETFs, options and selected alternative investments. Portfolios are managed on a discretionary basis with ongoing monitoring, periodic client reviews and a recommended custodial relationship with an institutional custodian. Noteworthy differences from many peers include that the firm’s principals maintain broker‑dealer registrations and insurance licenses and disclose that, in addition to advisory fees, they or associated representatives may receive brokerage commissions for insurance product sales — an arrangement the brochure identifies and discloses as a potential conflict. The firm also discloses outside business activities for staff, occasional participation in IPOs and the use of margin, options and alternative investments, all of which are treated in its trade‑execution, allocation and supervision disclosures.

To learn more about the advisors currently working at The Sullivan Group, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.