The WealthPlan LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The WealthPlan LLC advises individuals, high‑net‑worth clients, trusts, estates and business entities through discretionary portfolio management and standalone financial planning. Services include modular planning engagements (One Season, Two Season, Four Season), cash management through a third‑party sweep program, digital asset custody recommendations, and arranged access to alternative and private investments.
The firm constructs portfolios and implements trading on a discretionary basis to align asset allocation with each client’s goals, time horizon, and risk tolerance, using fundamental and technical analysis and periodic account reviews. It recommends a third‑party trust custodian for digital assets and documents suitability and client‑imposed restrictions for private and alternative investments, while noting regulatory uncertainty about whether certain digital‑asset custodians meet the SEC’s “qualified custodian” standard for particular assets.
Compared with typical single‑advisor independent practices, the firm publicly uses third‑party ratings and paid testimonials in its marketing and discloses formal referral/endorsement arrangements under the Marketing Rule. The firm’s principal is also a licensed insurance producer who may recommend and receive commissions for insurance and annuity sales (and discloses that clients may implement insurance recommendations through other agents), which the brochure identifies as a potential conflict of interest and describes steps to disclose and mitigate.
Client services
Occupation focus
Fee options
$250,000 - $1,000,000: 1.25% $1,000,001 - $2,999,999: 0.90% $3,000,000 - $4,999,999: 0.75% $5,000,000+: 0.60%
Flat fee financial planning options: One Season Plan - $900; Two Season Plan - $2,500; Four Season Plan - $5,000.
Commissions: Insurance and annuity commissions received by owner David Warshaw are in addition to advisory fees. Fee-only: Financial planning flat fees ranging from $900 to $5,000 annually, billed in advance.
Main office
60 Cutter Mill Road, Suite 100 G
Great Neck NY 11021
Advisors at this office
1
Most active in
Florida · New Jersey · New York · Texas
Also doing business as
The Wealthplan Fl LLC · The Wealthplan LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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