The WF Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The WF Group primarily serves high‑net‑worth individuals, providing personalized portfolio management and continuous discretionary investment advice. The firm constructs customized portfolios principally from equity securities, exchange‑traded funds, mutual funds and fixed‑income instruments to align with each client’s stated objectives.
The firm combines fundamental, technical and cyclical analysis with charting and may employ long‑term, short‑term, trading and option‑writing strategies as appropriate to client goals. Accounts are managed on a discretionary basis with ongoing monitoring of holdings and periodic client reviews, and portfolio allocations are reviewed regularly.
WFG operates as a solo advisory practice with a concentrated client base—managing roughly $11.2 million in discretionary assets for eight clients—resulting in a relatively high asset concentration per client. The firm emphasizes a singular, experienced investment decision‑maker with multi‑decade institutional portfolio management background, has no broker‑dealer affiliations, and leaves proxy voting decisions to clients.
Client services
Expertise
Fee options
$0 - $5,000,000: 1.00% $5,000,001 - $10,000,000: 0.60% $10,000,001 - $25,000,000: 0.50% $25,000,001+: 0.45%
Account minimum: $1,000,000 Fee-only: Fee-only, no commissions or other compensation accepted from third parties.
Main office
Greenwich CT
Advisors at this office
1
Most active in
Connecticut
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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