Theta Wealth Partners
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Theta Wealth Partners provides ongoing portfolio management and investment advisory services to individuals and high‑net‑worth individuals, creating investment policy statements and offering portfolios that include mutual funds, fixed income, ETFs, real estate funds and insurance products. The firm’s Form ADV discloses a wrap‑fee portfolio management program in which clients are charged a single fee and the firm pays transaction costs out of that fee.
The firm describes a multi‑disciplinary investment approach using charting, fundamental analysis, modern portfolio theory and quantitative methods, and it may employ long‑ and short‑term trading, options, margin and short sales when appropriate. TWPL generally seeks discretionary authority for accounts, conducts monthly reviews, and provides custodial account reports along with separate quarterly statements.
Notable in the brochure is the firm’s role as a wrap‑fee program sponsor and a disclosed affiliation with insurance activities: a principal is a licensed insurance agent, and the brochure identifies the resulting conflicts and the firm’s procedures for disclosure and review. The brochure also specifies that clients must custody assets at Schwab Institutional and warns that absorbing transaction costs for wrap accounts creates an incentive to limit trading, a dynamic the firm says it addresses through written policies and disclosures.
Client services
Expertise
Fee options
$0 - $250,000: 1.25% annually $250,001 - $1,000,000: 1.05% annually $1,000,001 - $3,000,000: 0.90% annually $3,000,001 - $5,000,000: 0.75% annually $5,000,001 - $7,500,000: 0.65% annually $7,500,001 - $10,000,000: 0.55% annually $10,000,001 - $15,000,000: 0.45% annually $150,000,001+: 0.35% annually
Fee-only: Clients are charged an advisory fee based on assets under management; no commissions are accepted.
Main office
60606
Chicago IL 60606
Advisors at this office
1
Most active in
Illinois · Minnesota · Texas
Also doing business as
Theta Wealth Partners · Theta Wealth Partners LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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