A complete list of active advisors currently associated with Third Coast Securities LLC

Warmer can help you find a great advisor at Third Coast Securities LLC or one who fits your needs even better.

Third Coast Securities is a fee‑only registered investment adviser that provides ongoing portfolio management to individuals (including high‑net‑worth clients), trusts, estates, small businesses, charitable organizations and municipalities. Its Form ADV reports about $5.435 million in assets under management across 37 discretionary and non‑discretionary accounts serving roughly two dozen clients. The firm describes a personalized approach that uses fundamental analysis to build diversified portfolios aligned with each client’s stated goals, risk tolerance and time horizon, with underlying holdings monitored frequently and formal portfolio reviews at least quarterly. Services are delivered largely on a non‑discretionary or limited‑discretionary basis, which the brochure emphasizes by requiring client participation in forming investment plans and approving implementation. Distinctive disclosures in the ADV include a 2019 criminal charge that the brochure reports was later dismissed and a recent material change noting the firm’s principal is no longer insurance licensed, with a statement that no commissions were accepted when licensed. Compared with many single‑advisor independents, the firm’s documentation highlights a primarily non‑discretionary asset orientation and an explicit expectation that clients remain actively involved in investment decisions.

To learn more about the advisors currently working at Third Coast Securities LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.