Third Eye Associates, Ltd
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$0
Clients
211
Advisors
3
of 3 employees
About
Third Eye Associates provides financial life‑planning and related advisory services to individuals and families, including affluent and high‑net‑worth clients. The firm focuses on comprehensive planning engagements delivered on a retainer or hourly basis and refers clients to third‑party money managers when ongoing asset management is needed.
The firm emphasizes values‑based and transition‑oriented planning, using established life‑planning and Financial Transitionist tools in an extended discovery and coaching process to develop and implement plans. For investment execution, Third Eye Associates vets and recommends third‑party managers and serves as a monitoring and communication conduit rather than managing client portfolios directly.
The brochure discloses past regulatory matters — an employment‑related FINRA suspension involving former owners and an administrative fine for a registration lapse — both described as resolved and reported with no client involvement. Distinctive features include the firm’s lack of in‑house discretionary portfolio management or wrap programs and its practice of billing planning work as retainers or hourly fees billed separately from clients’ custodial accounts.
Client services
Expertise
Occupation focus
Fee options
Fixed retainer fees such as Business Owners $7,500+ for six months, Couples $6,000+ six months, Standard $5,000+ six months, Maintenance $3,500+ annual rate, Transition Planning $8,800+ annual rate
$0 - $250,000: 1.20% $250,001 - $500,000: 1.05% $500,001 - $1,000,000: 0.85% $1,000,001 - $2,000,000: 0.65% $2,000,001+: 0.50%
$350 per hour
Fee-only: Hourly fee: $350 per hour; Fixed retainer fees starting at $3,500 annual rate
Main office
Red Hook NY
Advisors at this office
3
Most active in
California · Connecticut · District of Columbia · Florida · Louisiana · New Jersey · New York · North Carolina · Pennsylvania · Texas · Virginia
Also doing business as
Third Eye Associates, Ltd · Third Eye Associates, Ltd.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Jill S
Series 65
Red Hook, NY
Third Eye Associates, Ltd
Jill Schum is a financial advisor at Third Eye Associates, Ltd with a Series 65 designation and four years of industry experience. Prior to joining the firm, she worked at Perfectress US and WE Consulting Group. Third Eye Associates provides financial life-planning and advisory services primarily to individuals and families, including affluent and high-net-worth clients. The firm focuses on comprehensive planning using values-based and transition-oriented approaches, referring clients to third-party money managers for investment execution.
Robert A
Series 63, Series 65
Red Hook, NY
Third Eye Associates, Ltd
Robert Alonso is a financial advisor at Third Eye Associates, Ltd with six years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at J.P. Morgan Securities LLC and JPMorgan Chase Bank, N.A. Outside of his advisory role, Alonso operates a side business selling items on eBay and is a licensed life insurance agent. Third Eye Associates provides financial life-planning and advisory services to individuals and families, including affluent and high-net-worth clients. The firm focuses on comprehensive planning delivered on a retainer or hourly basis and refers clients to third-party money managers for asset management, emphasizing values-based and transition-oriented planning.
Elizabeth J
Series 63, Series 66
Red Hook, NY
Third Eye Associates, Ltd
Elizabeth Jones is a financial advisor with Third Eye Associates, Ltd in Red Hook, NY. She holds Series 63 and Series 66 licenses and has 26 years of industry experience. Jones has been with Third Eye Associates since 2005. Third Eye Associates serves individual clients and their families, including affluent and high-net-worth households, providing comprehensive financial life planning and implementation support. The firm emphasizes a goals- and values-based planning process with an extended discovery phase and refers clients to vetted third-party managers for investment management when appropriate.
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