Third Eye Associates, Ltd

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Client assets under management

Clients

211

39% high-net-worth

Advisors

of 3 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

High

Average account size

About

Third Eye Associates, Ltd. provides financial life-planning and advisory services to individuals and families, including affluent and high-net-worth clients. The firm delivers planning on an hourly or fixed-retainer basis and, when appropriate, refers clients to third‑party money managers (currently AssetMark) for discretionary asset management.

TEA’s work centers on goals- and values-based life planning, using structured discovery tools and training from life‑planning programs to develop customized plans (the firm typically spends about ten hours in the discovery process). Recommendations may include a range of investment vehicles and tax, estate, insurance and cash‑flow analysis, but the firm does not execute discretionary portfolio management or hold client assets in custody.

Noteworthy distinctions include several regulatory disclosures: an employment‑related FINRA suspension of former owners more than ten years ago and a December 2024 administrative penalty in Vermont for failing to register a remote adviser (the firm reports no clients were involved). The firm is also atypical among peers in that it does not provide direct portfolio management and relies on fee‑for‑service planning (hourly and retainers) while maintaining staff credentials focused on life‑transition planning and fiduciary standards.

Client services

Financial planning Selection of other advisers

Expertise

Wealth management

Fee options

Fixed

Fixed retainer fees for financial planning services: $2,500+ annual Maintenance, $4,500+ Standard, $5,000+ Couples, $6,000+ Business Owners (six-month rates), $7,000+ Transition Planning (annual)

Percentage

$0 - $250,000: 1.20% $250,000 - $500,000: 1.05% $500,000 - $1,000,000: 0.85% $1,000,000 - $2,000,000: 0.65% $2,000,000+: 0.50%

Project-based

$275 per hour

Other

Minimum fee: Minimum fee of $825 for hourly financial planning Fee-only: Financial planning fees charged as hourly fees ($275/hour with minimum $825) and fixed retainers ranging from $2,500 to $7,000 annually or semi-annually depending on program

Most active in

California · Connecticut · District of Columbia · Florida · Louisiana · New Jersey · New York · North Carolina · Pennsylvania · Texas · Virginia

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Facebook Website 845-752-2216

Advisors at this firm

Robert A

Series 63, Series 65

Red Hook, NY

Third Eye Associates, Ltd

Robert Alonso is a financial advisor with Third Eye Associates, Ltd. He holds Series 63 and Series 65 registrations and has five years of industry experience. Prior to joining Third Eye Associates in 2021, he worked at J.P. Morgan Securities LLC and JPMorgan Chase Bank, N.A. Alonso also operates a side business selling items on eBay and is licensed as a life insurance agent. Third Eye Associates serves individual clients and their families, including affluent and high-net-worth households, by providing comprehensive financial life planning and implementation support. The firm emphasizes a goals- and values-based planning process with an extended discovery phase and refers clients to vetted third-party managers for investment management.

Wealth management

Elizabeth J

Series 63, Series 66

Red Hook, NY

Third Eye Associates, Ltd

Elizabeth Jones is a financial advisor with Third Eye Associates, Ltd in Red Hook, NY. She holds Series 63 and Series 66 licenses and has 26 years of industry experience. Jones has been with Third Eye Associates since 2005. Third Eye Associates serves individual clients and their families, including affluent and high-net-worth households, providing comprehensive financial life planning and implementation support. The firm emphasizes a goals- and values-based planning process with an extended discovery phase and refers clients to vetted third-party managers for investment management when appropriate.

Wealth management

Rebecca B

CFP®, Series 63

Red Hook, NY

Third Eye Associates, Ltd

Rebecca Brown is a CFP® with 23 years of industry experience, currently serving as an advisor at Third Eye Associates, Ltd. Her prior roles include positions at Commonwealth Financial Network, DTRT Wealth, LLC, Alps Distributors, Inc., and Cramer Rosenthal McGlynn LLC. She is also the USA Director for the Tobacco Free Portfolios Foundation, a nonprofit focused on promoting tobacco-free finance policies. Third Eye Associates works with individual clients and their families, including affluent and high-net-worth households, offering comprehensive financial life planning and implementation support. The firm emphasizes a goals- and values-based planning process and refers clients to vetted third-party managers for investment management when appropriate.

Wealth management

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