Third Wave Capital LLC

Third Wave provides discretionary portfolio management and ongoing investment advice to individuals, high‑net‑worth clients, corporations or business entities, and other qualified clients. The firm documents each client’s objectives and risk tolerance in an Investment Policy Statement and states its fiduciary responsibilities when advising retirement accounts.

The firm uses a mix of charting, fundamental, quantitative and technical analysis and employs a broad set of strategies, including long‑ and short‑term trading, options, margin and short sales. Portfolios may include equities, fixed income, ETFs (including precious‑metals exposures), commodities and non‑U.S. securities, with trading generally executed under discretionary authority and periodic client reporting.

Notably, Third Wave accepts performance‑based fee arrangements for qualified clients and discloses high‑water‑mark treatment and internal controls intended to address conflicts from side‑by‑side management. The brochure also highlights services for corporate/business clients and discusses risks of investing in foreign securities, indicating a willingness to manage institutional mandates and cross‑border exposures that is less common among peers of its type.