Thomas & Company LLC

Thomas and Company LLC is an independent, state‑registered investment adviser that provides discretionary asset management and related investment advice under written client agreements. Its clients include individuals (including high‑net‑worth clients), trusts, estates, charitable organizations and corporate entities.

The firm tailors portfolios through one‑on‑one interviews and questionnaires and relies primarily on fundamental analysis, employing mostly long‑term holdings while permitting short‑term trades and tactical cash adjustments for special situations such as low‑basis stock or stock option events. Accounts are actively monitored, reviewed at least quarterly, and managed on a discretionary basis with at least annual client contact to reassess objectives and restrictions.

Distinctive features include managing institutional‑type and corporate clients in addition to individual and trust accounts, and overseeing about $81.3 million in assets across roughly 21 clients — a concentration that implies comparatively large account sizes for a small advisory practice. The firm leaves custody and proxy‑voting responsibilities with clients (custody held at third‑party custodians), does not engage in block trading or soft‑dollar arrangements, and the owner holds a minority interest in another state‑registered adviser.