Greenville, SC Office
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Thomas Smith And Associates, Inc.
Supported
Firm-wide stats for Thomas Smith And Associates, Inc.
Clients per advisor
3 Very LowAvg AUM per client
$2,307,233 Very HighHNW client ratio
100% Very HighAbout
Thomas Smith and Associates, Inc. provides discretionary investment advisory services to high‑net‑worth individuals and trusts, managing fully diversified portfolios primarily made up of individual equities, exchange‑traded funds, and cash. The firm reports approximately $11.5 million in assets under management across five client accounts and is staffed by two investment professionals.
Portfolios are constructed using strategic and tactical asset allocation with an emphasis on tax and cost efficiency, and client objectives and any imposed investment restrictions are used to tailor portfolios. The firm states it continuously monitors capital market conditions and client circumstances and performs internal account reviews on a weekly basis to implement portfolio adjustments.
Notably, the firm does not serve non‑high‑net‑worth individual clients, a client mix that is uncommon among supported firms and reflects a concentration on larger, longer‑term accounts. Other operational practices that distinguish the firm include a required relationship with a recommended broker‑dealer (Charles Schwab), trades placed separately in individual client accounts rather than aggregated, proxy voting left to clients, and the provision of annual performance and holdings reports for the year‑end period.
Based on Thomas Smith And Associates, Inc.
Location
Greenville SC
Advisors at this office
1
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