A complete list of active advisors currently associated with Thome Financial

Warmer can help you find a great advisor at Thome Financial or one who fits your needs even better.

Thome Financial Management is a registered investment adviser that provides discretionary investment management and hourly financial consulting to individuals, high-net-worth clients, trusts, estates, retirement plan participants, small businesses, and charitable organizations. The firm reports managing roughly $53.7 million in discretionary assets across about 26 client relationships. The firm follows a long-term buy-and-hold, asset-allocation approach that emphasizes diversified portfolios implemented primarily with exchange-traded funds and no-load mutual funds, with consideration given to account taxability, liquidity, and client constraints. Clients complete a risk-tolerance questionnaire and client profile, portfolios are reviewed at least annually, and the firm serves in a fiduciary capacity including explicit acknowledgement of ERISA/IRA fiduciary responsibilities when advising retirement investors. Distinctive aspects disclosed in the brochure include the firm’s status as a licensed insurance agency that offers life, health, disability and long-term care insurance—insurance commissions are earned separately from advisory fees and are identified as a potential conflict of interest—and the firm’s disclosure that about 90% of the principal’s time is spent on investment advice. The firm also serves charitable organizations (an uncommon client type among peers) and notes that representatives may receive transaction-based compensation and receive custodial support and services from its recommended custodian, which can influence operational and execution considerations.

To learn more about the advisors currently working at Thome Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.