Thompson Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$89,728,905
Clients
80
Advisors
3
across 2 offices
About
Thompson Capital Management provides discretionary investment management, financial planning, and pension consulting primarily to individual and high-net-worth clients, and also acts as a sub-adviser to other investment advisers. The firm manages roughly $200 million across about 80 client relationships and typically implements services through separately managed accounts and written advisory agreements.
The firm runs model-driven strategies that include equities, options, fixed income, and tactical overlays, and it may employ leverage, margin, inverse and leveraged ETFs, and other derivatives in separately managed accounts as part of its volatility and hedging approaches. Thompson Capital publicly discloses performance information, including predecessor track records, and uses quantitative and VIX-linked tools to manage risk and pursue its named strategies.
Notable distinctions include its active sub-advisory and licensing relationships with another registered adviser and employment affiliations between the firms, which create cross-firm distribution and licensing arrangements. The adviser operates with a small, concentrated portfolio management team, uses promoter referral arrangements for client introductions, and routinely employs derivatives and higher-frequency trading in ways that are atypical for many peers in its category.
Client services
Expertise
Fee options
Fixed quarterly fees ranging from $2,500 to $5,000 for financial planning services
$0+: 0.125% (Legacy Navigator) $0+: 1.00% (Alpha Seeker) $0+: 1.00% (Hedged Yield) $0+: 1.00% (Tactical Beta) $0+: 1.00% (Tactical Q) $0+: 1.00% (EAFE Smart Index) $0+: 1.00% (EEM Smart Index) $0+: 2.00% (Hedge Disruptor)
Hourly-based planning may be offered at advisor discretion
Account minimum: $100,000 Fee-only: Average 0.83% for financial planning; fixed quarterly fees $2,500 to $5,000; hourly rates discretionary
Main office
See officeIndian Head Park IL
Advisors at this office
2
Offices (2)
Most active in
California · Florida · Georgia · Illinois · Louisiana · Michigan · New Hampshire · New Jersey · Pennsylvania · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Thomas H
CFA®, Series 63, Series 65, Series 66
Crystal Lake, IL
Thompson Capital Management, LLC
Thomas Hines is a CFA® charterholder with 18 years of industry experience. He is currently with Thompson Capital Management, LLC, where he has worked since 2021. His prior experience includes positions at Lowery Asset Consulting, LLC and Good Harbor Financial. Thompson Capital Management provides discretionary investment management, financial planning, and pension consulting primarily to individual and high-net-worth clients. The firm employs model-driven strategies across equities, options, fixed income, and tactical overlays, utilizing tools such as derivatives and VIX-linked risk management to pursue its investment objectives.
David T
CFA®
Indian Head Park, IL
Thompson Capital Management, LLC
David Thompson is a CFA® charterholder with 11 years of industry experience. He is a principal at Thompson Capital Management, LLC, where he has worked since 2019, and also serves as a portfolio manager and trader at Little Harbor Advisors, LLC. His prior experience includes roles at Kaizen Advisory, LLC and Typhon Capital. Thompson Capital Management provides investment management and financial planning primarily to individual and high-net-worth clients, as well as sub-advisory services to other investment advisers. The firm employs a model-driven investment approach across multiple strategies, utilizing equities, fixed income, options, and exchange-traded products, including derivatives and VIX-linked instruments, to implement tactical risk-management and quantitative elements.
Michael T
CFA®, Series 63
Indian Head Park, IL
Thompson Capital Management, LLC
Michael Thompson is a CFA® charterholder with 11 years of industry experience. He currently serves as a financial advisor at Thompson Capital Management, LLC and Little Harbor Advisors, LLC, where he holds the role of Portfolio Manager. His prior experience includes positions at Kaizen Advisory and Typhon Capital. Thompson Capital Management provides investment management and financial planning primarily to individual and high-net-worth clients, and also serves other advisers through sub-advisory arrangements. The firm employs a model-driven investment approach across multiple strategies, utilizing equities, fixed income, options, and exchange-traded products, including derivatives and VIX-linked instruments.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)