Thompson Davis Asset Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$203,436,500
Clients
294
Advisors
5
across 2 offices
About
Thompson Davis Asset Management provides discretionary investment management and financial planning to individuals, corporations, trusts, estates, charitable organizations, and retirement plans, and acts as portfolio manager to a private limited partnership, Seven Hills Capital Partners. Its services include separately managed accounts, AI‑backed stock and ETF model portfolios built with Boosted.ai, and both one‑time and ongoing financial planning engagements.
The firm’s investment approach is an active, bottom‑up, all‑cap growth and tactical trading strategy founded on a proprietary screening discipline called “The Great 8,” which can produce high turnover, elevated volatility, and concentrated positions in micro‑cap, mid‑cap, and OTC securities. TDAM also uses options, margin, and other leverage in some accounts and tailors investment recommendations and allowable constraints to each client’s risk tolerance and objectives.
TDAM operates within a dually registered structure (Thompson Davis & Co., Inc. serves as an affiliated broker‑dealer), and the firm discloses that this structure enables participation in syndicate and new‑issue allocations and creates potential side‑by‑side allocation issues with its affiliated private fund. The brochure also notes that the firm offers performance‑based fee arrangements for qualified clients, serves as a private fund adviser and general‑partner affiliate to Seven Hills, and has written policies to monitor allocations and conflicts arising from those uncommon activities.
Client services
Expertise
Occupation focus
Fee options
Financial Planning fees: Retirement Overview $500 (negotiable); One-Time Comprehensive Financial Plan $1,500–$2,500 (negotiable)
$0 - $100,000: N/A (minimum account size not accepted below $100,000 except by waiver) $100,000+: 0.75% to 2.5% depending on account nature and strategy
Available for 'Qualified Clients' only; 5%–20% of net profits quarterly with high water mark and loss carryforward provisions
Account minimum: $100,000 Fee-only: Management fees range from 0.75% to 2.5% annually, negotiable; Financial Planning fees range from $500 to $2,500
Main office
See office9030 Stony Point Pkwy, Ste 100
Richmond VA 23235
Advisors at this office
4
Offices (2)
Most active in
Florida · New Hampshire · North Carolina · Texas · Virginia
Also doing business as
Bloomberg Securities, Inc. · Net Securities Corp. · Thompson Davis & Co., Inc. · Thompson Davis Asset Management · Thompson Davis Private Wealth Management · Zermatt Wealth Partners
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Quick links
Advisors at this firm
Brant J
CFP®, Series 66
Richmond, VA
Thompson Davis & Co., Inc.
Brant Jones is a CFP® with 14 years of industry experience, currently serving as a financial advisor at Thompson Davis & Co., Inc., where he has worked since 2013. He holds the Series 66 designation and is based in Richmond, VA. Thompson Davis Asset Management provides discretionary investment management and financial planning to a diverse client base including individuals, corporations, trusts, estates, charitable organizations, and retirement plans. The firm employs an active, bottom-up, all-cap growth and tactical trading strategy utilizing a proprietary screening method called “The Great 8,” and offers AI-supported model portfolios alongside customized financial planning services.
Matthew D
Series 66
Sarasota, FL
Thompson Davis & Co., Inc.
Matthew Daniel is a financial advisor with Thompson Davis & Co., Inc. in Sarasota, FL, holding a Series 66 designation and 23 years of industry experience. He has been with Thompson Davis & Co. since 2008. Thompson Davis Asset Management provides discretionary investment management and financial planning services to individuals, corporations, trusts, estates, charitable organizations, and retirement plans. The firm employs an active, bottom-up, all-cap growth and tactical trading strategy, utilizing proprietary screening tools and incorporating AI-backed stock and ETF model portfolios.
Edward T
Series 63, Series 66
Richmond, VA
Thompson Davis & Co., Inc.
Edward Thompson Jr. is a financial advisor with Thompson Davis & Co., Inc. in Richmond, VA, holding Series 63 and Series 66 designations and bringing 53 years of industry experience. He has been with Thompson Davis since 2002. Thompson is a limited partner in Seven Hills Capital Partners LP, a private investment partnership managed by Thompson Davis Asset Management. Thompson Davis Asset Management provides discretionary investment management and financial planning services to individuals, corporations, trusts, estates, charitable organizations, and retirement plans. The firm employs an active, bottom-up, all-cap growth and tactical trading investment approach based on a proprietary screening discipline called “The Great 8.”
William D
Series 63, Series 65, Series 66
Richmond, VA
Thompson Davis & Co., Inc.
William Davis Jr. is a financial advisor with Thompson Davis & Co., Inc. in Richmond, VA, holding Series 63, 65, and 66 licenses and bringing 35 years of industry experience. He has been with Thompson Davis & Co., Inc. since 2002 and is the managing partner of Seven Hills Capital Management, LLC, which manages the private fund Seven Hills Capital Partners LP. Thompson Davis Asset Management provides discretionary investment management and financial planning to individuals, corporations, trusts, estates, charitable organizations, and retirement plans. The firm employs an active, bottom-up, all-cap growth and tactical trading strategy based on a proprietary screening discipline called “The Great 8,” and offers services such as AI-backed stock and ETF model portfolios and both one-time and ongoing financial planning engagements.
Adam T
CFA®, Series 63
Richmond, VA
Thompson Davis & Co., Inc.
Adam Thalhimer is a CFA® charterholder with 24 years of industry experience. He has been with Thompson Davis & Co., Inc. in Richmond, VA, since 2016. Thompson Davis Asset Management provides discretionary investment management and financial planning to individuals, corporations, trusts, estates, charitable organizations, and retirement plans. The firm employs an active, bottom-up, all-cap growth and tactical trading strategy based on a proprietary screening discipline called “The Great 8,” and offers AI-backed stock and ETF model portfolios alongside personalized financial planning services.
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