A complete list of active advisors currently associated with Thompson Financial Advisors

Warmer can help you find a great advisor at Thompson Financial Advisors or one who fits your needs even better.

Thompson Financial Advisors is a state-registered investment adviser that provides portfolio management, financial planning, and consulting to a mix of institutional and private clients, including corporate pension and profit‑sharing plans, foundations, endowments, trusts, and individuals. The firm also offers an online robo‑advisory service and, separately, recommends and sells insurance, annuities, and mortgage products for which it receives customary commissions. The firm’s investment process uses both fundamental and technical analysis and produces an Investment Policy Statement for each client to document asset allocation, risk tolerance, and objectives; it also describes procedures to seek fair and equitable allocation of investment opportunities among clients. Thompson Financial Advisors oversees algorithmic robo‑advisory portfolios but discloses it does not exercise discretionary trading authority over client accounts. What distinguishes the firm from many peers is its active involvement in insurance and mortgage brokerage alongside advisory services: the brochure states licensed insurance and mortgage activities account for roughly 90% of the principal’s time and the firm is affiliated with an insurance business. The firm’s combination of pension consulting, commissionable insurance product sales, and an affiliated insurance practice is less common among investment manager firms and represents a potential source of conflicts that the brochure says the firm monitors.

To learn more about the advisors currently working at Thompson Financial Advisors, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.