A complete list of active advisors currently associated with Thompson Private Wealth

Warmer can help you find a great advisor at Thompson Private Wealth or one who fits your needs even better.

Thompson Private Wealth provides discretionary asset management, financial planning and consulting, and retirement plan advisory services to individuals, high-net-worth clients, and employer-sponsored retirement plans such as 401(k), 403(b), pension and profit-sharing plans. The firm also makes accounting and tax-preparation services available through an affiliated accounting practice and offers planning work on an hourly or fixed-fee basis. Portfolios are managed based on each client’s stated goals, time horizon and risk tolerance using a mix of fundamental and technical analysis and Modern Portfolio Theory, with regular account reviews, rebalancing and attention to tax-loss harvesting opportunities. For qualified retirement plans the firm serves in a limited-scope ERISA 3(21) fiduciary role, assisting with investment policy statements, monitoring plan investment options and participant education while excluding certain illiquid or employer-related assets from its advisory scope. What distinguishes the firm from many peers is the combination of an affiliated accounting/tax practice and an active pension-consulting offering, a mix that the brochure discloses can create conflicts of interest and which the firm says it manages through disclosure and client choice. The firm also operates with a single advisory registration managing roughly $74 million across about 189 client accounts, requires use of a specified custodian platform and documents its firm-level policies on trading oversight and soft-dollar benefits.

To learn more about the advisors currently working at Thompson Private Wealth, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.