A complete list of active advisors currently associated with Thoreson Steffes

Warmer can help you find a great advisor at Thoreson Steffes or one who fits your needs even better.

Thoreson Steffes provides fee-based investment advisory and financial planning to individuals, trusts, estates, charitable organizations, trust companies, corporations, and other business entities. The firm offers portfolio management and tailored financial planning, using a broad investable universe that can include mutual funds, exchange-listed securities, private equity, real estate and options. The firm follows a strategic asset-allocation approach with tactical adjustments and uses fundamental, technical, and cyclical analysis to guide security selection, rebalancing, and position sizing. Although the adviser manages discretionary portfolios, its Form ADV reports $12,980,331 in discretionary assets out of roughly $49.3 million in total AUM, indicating a substantial portion of client assets is handled on a non-discretionary basis. A notable feature is the firm’s affiliation with a trust company (Thoreson Steffes Trust Company); the brochure discloses that the principals also serve as principals of that trust company and that clients may be steered to the trust company or to third-party account managers when appropriate. The firm is a small advisory team serving a limited number of client relationships and discloses practices around broker recommendations, potential receipt of research/soft-dollar arrangements, and formal proxy voting procedures.

To learn more about the advisors currently working at Thoreson Steffes, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.