Thornton Financial Management and Services
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Thornton Financial Management provides discretionary, customized portfolio management primarily for individual investors and also serves pension and profit-sharing plans, trusts, estates, charitable organizations, corporations, and other business entities. The firm manages approximately $53.3 million on behalf of roughly 140 clients and charges fees on a percentage-of-assets basis.
The firm uses a mix of charting, technical and fundamental analysis and may employ both long- and short-term strategies, with portfolios tailored to each client’s investment objectives and risk tolerance. Accounts are managed on a discretionary basis with ongoing monitoring, periodic rebalancing, and formal reviews at least annually; custody and trade execution are handled through an independent qualified custodian.
Compared with many independent advisers, the firm’s combination of a small multi-person structure (rather than a solo practice) and active work for corporate and institutional clients is uncommon. The firm also incorporates professional accounting credentials into its advisory practice and generally does not vote client proxies, leaving voting decisions to clients unless advice is requested.
Client services
Expertise
Fee options
1.00% annually
Account minimum: $1.00
Main office
820 Gessner, Suite 1160
Houston TX 77024-4539
Advisors at this office
1
Most active in
Texas
Also doing business as
John David Thornton · Thornton Financial Management And Services
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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