Three Main Points LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$14,295,142
Clients
27
Advisors
1
of 1 employees
About
Three Main Points LLC is a state-registered independent investment adviser that provides discretionary portfolio management and financial planning to individuals and corporate clients, managing roughly $14.4 million across a small client base. The firm provides advice on U.S. and foreign equities, U.S. Treasuries, ETFs and options and uses an institutional custodian platform for trade execution and custody.
Portfolios are tailored to each client's objectives and may employ a mix of long- and short-term trading, option-writing, and exchange-traded products as appropriate; the firm also uses third‑party analytical tools, including AI/LLM-based tools, to support research and planning while retaining human review of outputs. For certain qualified clients the firm offers performance‑based compensation arrangements, including an option tied to outperformance versus an S&P 500 ETF benchmark and an alternative high‑water‑mark/hurdle structure.
Noteworthy features that distinguish the firm from many peers include a significant non‑U.S. client presence and the combination of performance‑fee arrangements with active derivative strategies, both of which are statistically uncommon among similar independent advisers. The adviser’s technical background and explicit use of AI tools for research and administrative workflows also differentiate its operating approach from more traditional small advisory practices.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
Fixed fee financial planning with annual fees of $4,333 (Starter Plan), $7,333 (Standard Plan), $9,333 (Comprehensive Plan), $12,600 (Premium Plan)
2.00% per year of market value of assets under management
$650 per hour (negotiable) for financial planning services
For qualified clients, 25% of outperformance above SPY benchmark with dividends reinvested or 25% of capital appreciation above 10% hurdle rate with high water mark
Main office
Los Gatos CA
Advisors at this office
1
Most active in
California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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