Three Oaks Partners Investment Counsel LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$5,840,000
Clients
19
Advisors
2
of 2 employees
About
Three Oaks Partners Investment Counsel LLC provides discretionary and non‑discretionary portfolio management and financial consulting to individuals, charitable organizations, and corporate clients. The firm charges asset‑based advisory fees, offers customized model portfolios, and does not participate in wrap fee programs.
The firm tailors investment strategies through ongoing monitoring and rebalancing, using a mix of fundamental, technical, cyclical analysis and modern portfolio theory, and may employ long‑ and short‑term trading, options, margin, and model allocations. Its permitted investable universe is broad and explicitly includes leveraged and digital‑asset ETFs, private placements, REITs, structured products, and interests in partnerships, and the brochure notes tax efficiency is not a primary management objective.
Notably, the firm is affiliated with a private investment vehicle (MCFIRE Capital Partners Fund 1, LP) and is owned by a holding company that also controls an equipment‑leasing business, relationships the brochure discloses as potential conflicts of interest. Despite a small adviser team and modest assets under management, the firm routinely directs custody and trade execution to a single institutional custodian and receives related institutional research and services.
Client services
Expertise
Fee options
Fixed fees between $1,500 and $7,500 for financial consulting services (fee negotiable)
$0 - $1,000,000: 1.25% $1,000,001 - $5,000,000: 1.00% $5,000,001 - $10,000,000: 0.75% $10,000,001+: 0.50%
$250 per hour for stand-alone financial consulting services (fee negotiable)
Minimum fee: Minimum fee of $600 to open and maintain an advisory account; may be waived at discretion
Main office
1901 Ulmerton Road, Suite 625 304
Clearwater FL 33762
Advisors at this office
2
Most active in
Florida · Missouri · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Greg N
CFA®, Series 63, Series 65
Clearwater, FL
Three Oaks Partners Investment Counsel LLC
Greg Newman is a CFA® charterholder with seven years of industry experience. He is currently with Three Oaks Partners Investment Counsel LLC and has previously worked at PNC Institutional Asset Management, Sabal Trust, and Northern Trust Asset Management. Outside of his advisory role, he is involved with MCFIRE Capital, LLC, a holding company for a private investment fund. Three Oaks Partners Investment Counsel LLC primarily serves pooled investment vehicles and institutional clients, offering discretionary and non-discretionary portfolio management, financial consulting, and model portfolios. The firm integrates financial planning into its process and invests across a broad range of instruments in accordance with client mandates.
Justin W
CFA®
Clearwater, FL
Three Oaks Partners Investment Counsel LLC
Justin Wai is a CFA® charterholder with one year of experience at Three Oaks Partners Investment Counsel LLC. He previously worked at Sabal Trust Company for eight years and Raymond James Financial for six years. Between these roles, he took a year for extended travel. Three Oaks Partners Investment Counsel LLC primarily serves pooled investment vehicles and institutional clients, offering discretionary and non-discretionary portfolio management, financial consulting, model portfolios, and retirement account rollover guidance. The firm uses fundamental, technical, and cyclical analysis across a broad range of investment instruments and provides standalone financial consulting on an hourly or fixed-fee basis.
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