Three Oaks Partners Investment Counsel LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$5,840,000
Clients
19
Advisors
2
of 2 employees
About
Three Oaks Partners Investment Counsel is a small, state-registered investment adviser that provides discretionary and non‑discretionary portfolio management, financial consulting, and a standalone retirement-focused financial planning program (TRIP). The firm serves individuals (including retirees), charitable organizations, and corporate clients and reports managing a modest base of client assets spread across a small number of accounts.
The firm tailors portfolios to client objectives and risk tolerance, offering model-based allocations alongside customized holdings and ongoing monitoring and rebalancing. Its stated investment toolkit is broad — ranging from traditional equities and fixed income to ETFs (including leveraged and digital-asset ETFs), options, futures, private placements, REITs and structured products — and its TRIP planning work explicitly addresses Social Security claiming, tax and IRMAA considerations.
What is notable about this adviser is its very small scale and principal-led structure combined with involvement in private investment vehicles and related businesses: the adviser is owned through a holding company that also controls an equipment‑leasing business and the principal is a general partner in a private fund that invests in commercial real estate and other opportunities. The brochure discloses that the firm sponsors or is affiliated with private investment entities (while stating it will not solicit advisory clients to invest) and includes an uncommon client-facing feature in its TRIP program — a refund option if the plan does not identify a specified level of projected value.
Client services
Expertise
Occupation focus
Fee options
Fixed financial planning fee of $3,600 for TRIP program; negotiable fixed consulting fees ranging from $1,500 to $7,500 depending on scope and complexity.
$0 - $1,000,000: 1.25% $1,000,001 - $5,000,000: 1.00% $5,000,001 - $10,000,000: 0.75% $10,000,001+: 0.50%
$250 per hour for standalone financial consulting services, billed monthly in advance, negotiable depending on scope and complexity.
Minimum fee: Minimum annual fee of $600 to open and maintain an advisory account, which may be waived at the firm's discretion. Fee-only: Fixed fee of $3,600 for standalone comprehensive financial planning services (TRIP program). Hourly consulting fee of $250 per hour for standalone financial consulting services, negotiable fixed fees ranging from $1,500 to $7,500 are also available depending on scope and complexity.
Main office
1901 Ulmerton Road, Suite 625 304
Clearwater FL 33762
Advisors at this office
2
Most active in
Florida · Missouri · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Greg N
CFA®, Series 63, Series 65
Clearwater, FL
Three Oaks Partners Investment Counsel LLC
Greg Newman is a CFA® charterholder with eight years of industry experience. He is currently with Three Oaks Partners Investment Counsel LLC and has previously worked at firms including PNC Institutional Asset Management, Sabal Trust, and Northern Trust Asset Management. Outside of his advisory role, Newman is a managing member of an equipment leasing company and a co-owner and general partner of a private investment fund. Three Oaks Partners Investment Counsel is a state-registered investment adviser serving individuals, charitable organizations, and corporate clients with discretionary and non-discretionary portfolio management, financial consulting, and a retirement-focused financial planning program. The firm offers tailored portfolios using a broad range of investment tools, including traditional and alternative assets, while incorporating a unique refund option in its retirement planning service.
Justin W
CFA®
Clearwater, FL
Three Oaks Partners Investment Counsel LLC
Justin Wai is a CFA® charterholder with two years of industry experience. He has worked at Three Oaks Partners Investment Counsel LLC since 2026. His prior experience includes eight years at Sabal Trust Company and six years at Raymond James Financial. Outside of his advisory role, he took a year for extended travel in 2025. Three Oaks Partners Investment Counsel LLC is a small, state-registered investment adviser serving individuals, charitable organizations, and corporate clients. The firm offers discretionary and non-discretionary portfolio management, financial consulting, and a retirement-focused financial planning program, using a broad range of investment tools tailored to client objectives and risk tolerance.
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