Three Rivers Executive Consulting, LLC

Three Rivers Executive Consulting, LLC serves a mix of individual clients — including high-net-worth and non‑HNW households — and institutional clients such as pension and profit‑sharing plans, managing roughly $86.5 million across 123 client relationships with a single advisory team. The firm provides discretionary and non‑discretionary portfolio management, financial planning, and pension consulting services, and may recommend or use third‑party money managers and sub‑advisers.

The firm relies on model portfolios and a mix of analytical approaches (including technical and fundamental analysis and principles of modern portfolio theory) and employs both long‑ and short‑term trading strategies when deemed suitable. It can exercise full discretionary trading authority for clients who grant it, may delegate portions of accounts to sub‑advisers or TPMMs, and advises across a wide range of instruments — equities, fixed income, options, futures, private placements, structured products, REITs, and more — while allowing clients to impose written restrictions on investments.

Distinctive features relative to many peers include its combination of a small, single‑advisor structure with substantial AUM and an explicit pension consulting offering that can include participant education and plan‑level services. The adviser also has affiliated brokerage and insurance activities (registered representative with PKS Investments and licensed insurance agent) and receives solicitor fees from recommended TPMMs and economic benefits from custodians (e.g., Schwab, AssetMark), arrangements the firm discloses as potential conflicts of interest and addresses in its client agreements.