Three Seasons Wealth logo

Three Seasons Wealth

Updated today

Client AUM

$1,225,884,232

Clients

372

Advisors

7

of 14 employees

About

Three Seasons Wealth provides investment and wealth management, financial planning and consulting, family office services, and fiduciary support to individuals, high‑net‑worth clients, foundations, and corporate entities. The firm delivers both discretionary portfolio management and non‑discretionary recommendations and may incorporate third‑party independent managers and separately managed account programs into client portfolios.

The firm constructs customized, risk‑adjusted, tax‑aware asset allocations that combine active and passive strategies, quantitative and qualitative security selection, and mathematically driven trading models where appropriate. For eligible accounts it discloses the use of options and other derivative instruments for hedging or income generation and identifies the potential for leverage or borrowing in certain separately managed account strategies.

What is noteworthy about Three Seasons is that its materials include hypothetical performance and that it sponsors a wrap‑fee program while also recommending third‑party wrap programs when appropriate. The brochure discloses an affiliation with an in‑house accounting and bookkeeping practice (Vault Accounting) and ownership interests in related non‑investment businesses, arrangements the firm identifies as potential conflicts of interest.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Concentrated stock management Tax-loss harvesting Options & derivatives strategies Private / alternative investments Charitable giving & philanthropy

Occupation focus

Founder/Business Owner Executive

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Fee options

Percentage

$0+: Up to 1.75% annually (maximum annual fee for Investment and Wealth Management Services) $0+: Up to 2.0% annually for wrap fee programs offered through Wells Fargo $0+: Up to 2.0% annually for wrap fee programs offered through Charles Schwab

Other

Account minimum: $250,000 Fee-only: Financial planning and consulting fees generally do not exceed $20,000 annually, billed in advance at a fixed rate or asset-based basis. No minimum fee required.

Main office

111 East Broadway, Ste 1250

Salt Lake City UT 84111

Advisors at this office

7

Most active in

Arizona · California · Colorado · Idaho · Illinois · Nevada · Texas · Utah · Wyoming

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Dustin G

Series 66

Salt Lake City, UT

Three Seasons Wealth

Dustin Gordon is a financial advisor at Three Seasons Wealth in Salt Lake City, UT, with five years of industry experience. He holds a Series 66 license and has worked at firms including Wells Fargo Clearing Services and AXA Advisors. Outside of his advisory role, he assists with labor and paperwork on a family farm. Three Seasons Wealth provides investment and wealth management, financial planning, family office services, and fiduciary support to individuals, high-net-worth clients, foundations, and corporate entities. The firm uses customized, risk-adjusted, tax-aware asset allocations combining active and passive strategies, and may incorporate third-party managers and derivative instruments in client portfolios.

Concentrated stock management Tax-loss harvesting Options & derivatives strategies Private / alternative investments Charitable giving & philanthropy Founder/Business Owner Executive
user avatar

Tory P

Series 66

Salt Lake City, UT

Three Seasons Wealth

Tory Parke is a financial advisor at Three Seasons Wealth with eight years of industry experience. He holds a Series 66 designation and previously worked at Wells Fargo Clearing Services, LLC and Global Aerospace Logistics. Outside of his advisory role, Parke is a passive owner of a general contracting business and an accounting and bookkeeping practice. Three Seasons Wealth provides investment management, financial planning, and customizable family office services to individuals, high-net-worth clients, families, foundations, and business entities. The firm blends active and passive strategies across various asset classes, employing both fundamental and technical models, and offers discretionary and non-discretionary portfolio management.

Concentrated stock management Tax-loss harvesting Options & derivatives strategies Private / alternative investments Charitable giving & philanthropy Founder/Business Owner Executive
user avatar

Wendell H

Series 63, Series 65

Salt Lake City, UT

Three Seasons Wealth

Wendell Hill is a financial advisor at Three Seasons Wealth with 18 years of industry experience. He holds Series 63 and Series 65 credentials and previously worked at Planmember Securities Corporation for 11 years. Outside of his advisory role, he is self-employed in insurance sales and services. Three Seasons Wealth provides investment management, financial planning, and customizable family office services to individuals, high-net-worth clients, families, foundations, and business entities. The firm combines active and passive strategies with risk-adjusted, tax-aware asset allocations and employs both fundamental and technical portfolio monitoring.

Concentrated stock management Tax-loss harvesting Options & derivatives strategies Private / alternative investments Charitable giving & philanthropy Founder/Business Owner Executive
user avatar

Daniel D

Series 63, Series 66

Salt Lake City, UT

Three Seasons Wealth

Daniel De Mille is a financial advisor at Three Seasons Wealth in Salt Lake City, UT, with 14 years of industry experience. He holds Series 63 and Series 66 licenses and has worked previously at Morgan Stanley and E*TRADE. Three Seasons Wealth provides investment and wealth management, financial planning, family office services, and fiduciary support to individuals, high-net-worth clients, foundations, and corporate entities. The firm employs customized, risk-adjusted, tax-aware asset allocations that blend active and passive strategies and may use options and derivative instruments where appropriate.

Concentrated stock management Tax-loss harvesting Options & derivatives strategies Private / alternative investments Charitable giving & philanthropy Founder/Business Owner Executive
user avatar

Jaycee C

Series 63, Series 65

Salt Lake City, UT

Three Seasons Wealth

Jaycee Carroll is a financial advisor at Three Seasons Wealth in Salt Lake City, UT, holding Series 63 and Series 65 licenses with four years of industry experience. Prior to joining Three Seasons Wealth in 2023, he worked at Wells Fargo Clearing and spent ten years with Real Madrid Baloncesto. Outside of financial advising, Carroll co-owns a cattle ranch business in Wellsville, Utah. Three Seasons Wealth provides investment and wealth management, financial planning, family office services, and fiduciary support to individuals, high-net-worth clients, foundations, and corporate entities. The firm offers customized, risk-adjusted, tax-aware asset allocations using both active and passive strategies, and incorporates third-party managers and trading models where appropriate.

Concentrated stock management Tax-loss harvesting Options & derivatives strategies Private / alternative investments Charitable giving & philanthropy Founder/Business Owner Executive
user avatar

Kyle G

CFP®, Series 63, Series 66

Salt Lake City, UT

Three Seasons Wealth

Kyle Glover is a CFP® professional with 27 years of industry experience, currently serving as an advisor at Three Seasons Wealth. His prior experience includes roles at Morgan Stanley and E*TRADE Securities. Outside of his advisory work, he is involved as a member and manager in private investing entities. Three Seasons Wealth provides investment management, financial planning, and customizable family office services to individuals, high-net-worth clients, families, foundations, and business entities. The firm employs a risk-adjusted, tax-aware approach that combines active and passive strategies across multiple asset classes and utilizes both fundamental and technical models to monitor portfolios.

Concentrated stock management Tax-loss harvesting Options & derivatives strategies Private / alternative investments Charitable giving & philanthropy Founder/Business Owner Executive
user avatar

Theresa S

Series 63, Series 65

Salt Lake City, UT

Three Seasons Wealth

Theresa Sommerdyke is a financial advisor with Three Seasons Wealth in Salt Lake City, UT, holding Series 63 and Series 65 credentials and bringing 44 years of industry experience. Her prior roles include positions at Morgan Stanley, E*TRADE Securities, Robert W. Baird, and Citigroup Global Markets. Three Seasons Wealth provides investment and wealth management, financial planning, and fiduciary support to individuals, high-net-worth clients, foundations, and corporate entities, offering customized, risk-adjusted asset allocations that combine active and passive strategies with quantitative and qualitative analysis.

Concentrated stock management Tax-loss harvesting Options & derivatives strategies Private / alternative investments Charitable giving & philanthropy Founder/Business Owner Executive
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