A complete list of active advisors currently associated with Three Waters Financial

Warmer can help you find a great advisor at Three Waters Financial or one who fits your needs even better.

Three Waters Financial serves individuals, small businesses, trusts, and estates with tailored financial planning and wealth management services. The firm offers non-discretionary financial planning as well as discretionary portfolio management, handling account setup, implementation, and ongoing monitoring according to client needs. The firm’s investment process emphasizes fundamental security analysis, diversification across asset classes, and strategic rebalancing with attention to tax efficiency; investment choices include ETFs and mutual funds and, for larger or more complex accounts, individual stocks, bonds, and alternative assets. Discretionary accounts are managed in accordance with a written investment policy statement and receive ongoing portfolio review and periodic client discussions. Compared with many peers, the firm maintains a very small client roster with assets concentrated in personal and family accounts, supporting a hands-on, individualized relationship model. The principal also provides seasonal tax preparation and bookkeeping to some clients and requires discretionary accounts to be held at a single major custodian—arrangements the brochure discloses and explains are managed through the firm’s fiduciary practices.

To learn more about the advisors currently working at Three Waters Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.