Thrivealike LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Thrivealike LLC provides portfolio management, 401(k) plan management, and tiered financial planning subscription services to individuals and high‑net‑worth clients, with discretionary management as the default and non‑discretionary arrangements available by request. The firm was formed in 2024 and currently reports no assets under management and a single advisory principal, reflecting an early‑stage manager profile.
Investment decisions are documented in client‑specific Investment Policy Statements and implemented using a mix of methods — including modern portfolio theory, quantitative, fundamental, technical, cyclical and charting analyses — across mutual funds, ETFs (including precious‑metal ETFs), equities, fixed income, TIPS and insurance products such as annuities. Services emphasize ongoing monitoring and tools offered through subscription tiers, including stress‑testing (1,000 simulations), smart‑beta/factor strategies in higher tiers, interactive asset allocation, and use of a certified fund specialist in client support.
Distinctive features compared with many peers include an explicit affiliation with insurance activities: the firm’s principal is a licensed insurance agent who sells and accepts commissions for insurance and annuity products, and the brochure discloses this conflict and documents how recommendations are handled and disclosed to clients. Operationally, the firm requires use of a specified custodian platform (Altruist), does not aggregate block trades for multiple client accounts, and uses third‑party processors (e.g., AdvicePay) for certain fee collections.
Client services
Financial planning
Portfolio management
401(k) management
Expertise
Roth conversion strategy
Life insurance needs analysis
Retirement income strategy
Multi-generational wealth transfer
Business exit / sale strategy
Occupation focus
Founder/Business Owner
Fee options
Fixed fees for financial planning ranging from $100 to $15,000
Insurance product commissions received by supervised persons but not primary source of compensation
Financial planning subscription fees: $100/month (Goal-Based), $200/month (Wealth Accumulator), $500/month (Advanced Planning)
Fee-only: Fixed financial planning fees between $100 and $15,000 based on complexity; Financial planning subscription fees: $100/month (Goal-Based), $200/month (Wealth Accumulator), $500/month (Advanced Planning)
Main office location
Thrivealike LLC
Monroe CT, United States
Number of offices
1
Most active in
Thrivealike LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
LinkedIn
Facebook
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Instagram
YouTube
Website
203-292-1185
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