Throckmorton Advisors, LLC

Throckmorton Advisors is an investment manager that offers ongoing portfolio management and financial planning services; the Form ADV describes work with high‑net‑worth individuals and the preparation of investment policy statements to document goals, time horizon, and risk tolerance. The firm provides both discretionary portfolio management and financial planning engagements, including hourly planning options.

The firm describes an investment process that relies on charting and technical analysis and employs long‑term trading, short‑term trading and short sales, with portfolios generally limited to mutual funds, equities, ETFs, commodities and other securities when appropriate. Throckmorton documents fiduciary responsibilities in client agreements, seeks fair allocation of investment opportunities across accounts, and requests discretionary authority to implement the investment policy it prepares for each client.

What is atypical in this adviser’s brochure is the combination of several less common features: it accepts performance‑based compensation arrangements, offers hourly financial planning, and discloses a principal who is an accountant and may offer clients services from that outside activity. The brochure also notes other outside business activity by a principal and a willingness to use higher‑risk strategies and alternative exposures such as commodities and cryptocurrencies, which differentiates it from many peer investment managers.