TimeCapital Investor Advisory Services Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$261,369,646
Clients
213
Advisors
4
of 4 employees
About
TimeCapital Investor Advisory Services Inc. provides investment advice primarily to individual investors, including high‑net‑worth clients, and also serves pension plans, trusts and retirement-plan sponsors. The firm offers separately managed accounts, model-portfolio solutions, multi‑manager programs, private placement access and both discretionary and non‑discretionary portfolio management.
Investment programs are constructed from ten actively managed model portfolios and a menu of solutions that include conservative fixed‑income, passive, active equity and multi‑manager approaches, employing a combination of top‑down asset allocation and bottom‑up security selection. Portfolios generally pursue long‑only equity exposure but may include ETFs, mutual funds, small‑capitalization stocks, MLPs and convertible securities, and account guidelines can be negotiated on a case‑by‑case basis with periodic reviews.
Distinctive features disclosed in the brochure include an affiliation with an in‑house broker‑dealer that shares principals with the adviser and receives commissions, placement and referral fees from third‑party managers and private investments, a relationship the firm identifies as creating potential conflicts of interest. The adviser also sponsors a wrap fee program executed through Pershing Advisor Solutions that clients may elect to consolidate transaction costs, and it reports a near even split between discretionary and non‑discretionary assets under management.
Client services
Expertise
Fee options
Negotiable, up to 3% annually (varies by client and program)
Commissions on securities trades charged by Pershing Advisor Solutions (PAS), including specific fees such as $110 IRA termination fee and $125 Account Transfer Fee; commissions on insurance products sold through affiliated broker-dealer TCS.
Account minimum: $100,000 (minimum generally, but may be waived)
Main office
One Roosevelt Avenue
Port Jefferson Station NY 11776
Advisors at this office
4
Most active in
Connecticut · Florida · New Jersey · New York · North Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Keith B
CFA®, Series 63
Port Jefferson Station, NY
TimeCapital Investor Advisory Services Inc
Keith Butler is a CFA® charterholder with 10 years of industry experience. He is currently with TimeCapital Investor Advisory Services Inc. and previously worked at Deutsche Bank and Barclays Capital Inc. Butler holds a Series 63 license. TimeCapital Investor Advisory Services Inc. provides investment advice primarily to individual investors, including high-net-worth clients, as well as pension plans, trusts, and retirement-plan sponsors. The firm offers a range of investment solutions such as separately managed accounts, model portfolios, and multi-manager programs that combine top-down asset allocation with bottom-up security selection.
Joseph S
Series 63, Series 65
Port Jefferson Station, NY
TimeCapital Investor Advisory Services Inc
Joseph Stein is a financial advisor with TimeCapital Investor Advisory Services Inc, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has been associated with Timecapital Securities Corporation since 1993. In addition to his advisory role, he sells individual and group insurance and insurance-related products, including fixed annuities and health insurance. TimeCapital Investor Advisory Services Inc provides investment advice primarily to individual investors, including high-net-worth clients, as well as pension plans, trusts, and retirement-plan sponsors. The firm offers a variety of investment programs, including separately managed accounts and model-portfolio solutions, combining top-down asset allocation with bottom-up security selection across multiple asset classes.
Alex R
Series 63, Series 65
Port Jefferson Station, NY
TimeCapital Investor Advisory Services Inc
Alex Rohman is a financial advisor with TimeCapital Investor Advisory Services Inc and holds Series 63 and Series 65 credentials. He has 33 years of industry experience, including 24 years with Timecapital Securities Corporation. Rohman serves as president and money manager at TimeCapital Investor Advisory Services. TimeCapital Investor Advisory Services provides investment advice primarily to individual and high-net-worth clients, as well as pension plans, trusts, and retirement-plan sponsors. The firm offers a range of portfolio management solutions, including actively managed model portfolios and multi-manager programs that combine top-down asset allocation with bottom-up security selection.
Kerry R
Series 63, Series 65
Port Jefferson Station, NY
TimeCapital Investor Advisory Services Inc
Kerry Rothemich is a financial advisor with TimeCapital Investor Advisory Services Inc. He holds Series 63 and Series 65 licenses and has eight years of industry experience. Prior to joining TimeCapital, he operated his own CPA practice and has over two decades of experience in accounting and law. TimeCapital Investor Advisory Services Inc. provides investment advice primarily to individual and high-net-worth investors, as well as pension plans, trusts, and retirement-plan sponsors. The firm offers a range of investment solutions including actively managed model portfolios, separately managed accounts, and multi-manager programs, combining top-down asset allocation with bottom-up security selection.
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