T
Toellen Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Toellen Capital Management, LLC provides investment advisory services and managed accounts to individuals and high‑net‑worth clients, offering tailored portfolio management, asset allocation, and written investment strategies across cash, equities, mutual funds, bonds, and annuities. The firm charges percentage‑of‑assets‑under‑management fees and permits clients to impose written restrictions on investments.
The firm’s investment process incorporates asset allocation, dollar‑cost averaging, technical analysis, and both long‑ and short‑term purchase strategies selected to match each client’s time horizon and risk tolerance, and it emphasizes reviewing tax implications with a tax professional. TCM generally provides discretionary management, conducts due diligence and suitability checks for managed account programs, and provides at least quarterly account reporting through the custodian.
Notable distinguishing features include that the firm was established in November 2025 and, as of March 2026, reported no assets under management or clients, reflecting a launch‑stage profile compared with many peers. The firm also states a $1,000,000 guideline account minimum (with exceptions), recommends using Charles Schwab as custodian, does not vote client proxies, and discloses that certain service providers use artificial intelligence and machine learning with periodic vendor due diligence.
Client services
Portfolio management
Expertise
Annuities
Fee options
Maximum annual advisory fee of 1.00% calculated based on the market value of assets with billing cycles monthly or quarterly, in advance or arrears
Account minimum: $1,000,000
Main office location
Toellen Capital Management, LLC
Elburn IL, United States
Number of offices
1
Most active in
Toellen Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")