Tollefson and Company Investment Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$109,688,283
Clients
22
Advisors
1
of 3 employees
About
Tollefson & Company provides investment advisory and portfolio management services to high net worth individuals, corporations, trusts and retirement plans. The firm manages roughly $114 million for a small client base of about 22 relationships and serves clients through a limited number of offices.
The firm focuses on discretionary portfolio management and tailors strategies based on in-house research and multi-decade industry experience, including management of individual, corporate and retirement portfolios. It enforces firm-wide standards for personnel involved in investment decisions and maintains a written Compliance Manual and supervisory procedures to guide advisory activities.
Distinctive features include an explicit concentration on high net worth and institutional clients with no stated service to non‑high‑net‑worth individual clients, resulting in a relatively small number of clients per advisor. The firm also reports no material affiliations with broker‑dealers or related financial firms and states that employees do not receive additional compensation beyond advisory management.
Client services
Expertise
Occupation focus
Fee options
Main office
Austin TX
Advisors at this office
1
Most active in
Texas · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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