Tollefson and Company Investment Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$109,688,283
This total excludes 7 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
22
100% high-net-worth
Advisors
1
of 3 employees
Firm type
Supported
1-4 advisors or >$200M in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
22
LowAverage account size
$4,985,831
About
Tollefson & Company provides investment advisory and portfolio management services to high net worth individuals, corporations, trusts and retirement plans. The firm manages roughly $114 million for a small client base of about 22 relationships and serves clients through a limited number of offices.
The firm focuses on discretionary portfolio management and tailors strategies based on in-house research and multi-decade industry experience, including management of individual, corporate and retirement portfolios. It enforces firm-wide standards for personnel involved in investment decisions and maintains a written Compliance Manual and supervisory procedures to guide advisory activities.
Distinctive features include an explicit concentration on high net worth and institutional clients with no stated service to non‑high‑net‑worth individual clients, resulting in a relatively small number of clients per advisor. The firm also reports no material affiliations with broker‑dealers or related financial firms and states that employees do not receive additional compensation beyond advisory management.
Client services
Portfolio management
Expertise
Wealth management
Occupation focus
Founder/Business Owner
Fee options
Main office location
Tollefson and Company Investment Management LLC
P.O. Box 96503, #45773
Washington DC 20090, United States
Number of offices
3
Most active in
Tollefson and Company Investment Management LLC has reported serving >5 clients in these states in the last 12 months.
Texas · Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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