Tolley Financial Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$106,551,064
Clients
170
Advisors
1
of 1 employees
About
Tolley Financial Group, LLC is an SEC-registered independent investment adviser that manages about $122 million for roughly 170 clients, serving individuals, high‑net‑worth investors, and plan sponsors including pension and profit‑sharing plans. The firm provides discretionary portfolio management, comprehensive financial planning, and retirement plan consulting for plan sponsors and plan participants.
The firm develops individualized investment policies and implements portfolios using a mix of fundamental and technical analysis and both passive and active instruments, and it advises high‑net‑worth clients on Delaware Statutory Trusts and IRC §1031 exchanges for tax‑deferral strategies. For retirement plans it offers consulting services that can include investment policy development, mutual fund selection and monitoring, vendor coordination, participant education, and the option to act as either a non‑discretionary or discretionary ERISA fiduciary.
Compared with many independent, solo‑practitioner advisers, Tolley Financial’s work with pension and profit‑sharing plans and its provision of pension consulting and fiduciary plan services is relatively uncommon. The firm is operated by a single managing member who is also a licensed insurance agent (approximately 15% of his time) and discloses limited succession planning in the event of the principal’s death or disability, factors that prospective clients may consider regarding potential conflicts of interest and service continuity.
Client services
Expertise
Occupation focus
Fee options
Financial Planning fixed fees generally range from $1,500 to $4,000; Fixed fee for DST and 1031 planning up to 0.80%
$0 - $1,000,000: 1.25% $1,000,000 - $2,500,000: 1.00% $2,500,000 - $5,000,000: 0.75% $5,000,000 - $10,000,000: 0.50% $10,000,001+: 0.25%
Minimum fee: Minimum annual management fee for 401(k) Plan Investment Advisory services is $850
Main office
7101 Creedmoor Road, Suite 123
Raleigh NC 27613
Advisors at this office
1
Most active in
Florida · Kansas · North Carolina · South Carolina · Texas · Utah
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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