Toomey Investment Management, Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$309,200,846
Clients
1,291
Advisors
3
of 3 employees
About
Toomey Investment Management, Inc. is an SEC-registered investment adviser that provides model portfolio management, pension consulting and comprehensive financial planning to individuals, high-net-worth clients, plan sponsors, charitable organizations and businesses. Services include discretionary and non-discretionary management of model asset-allocation portfolios, written financial plans, Investment Policy Statement preparation, investment vehicle selection and ongoing monitoring for retirement plans.
The firm’s investment approach centers on model portfolios that combine broad, diversified asset allocation with a tactical overlay that uses technical/charting analysis alongside fundamental research, and it implements investments across mutual funds, ETFs, equities and fixed income as appropriate. Client accounts are reviewed frequently (daily monitoring of model holdings, quarterly suitability reminders and at least annual contact) and may be managed subject to client-stated objectives and reasonable investment restrictions.
TIMI is notable for managing roughly $321 million for about 1,291 clients with a three-advisor team, producing an unusually high client-to-advisor ratio for a firm of its size, and for its multi-role advisor model. Advisory personnel are also registered representatives of a broker-dealer and licensed insurance agents and tax preparers—relationships the brochure discloses as potential conflicts that the firm addresses through written disclosures, a Code of Ethics and supervisory procedures.
Client services
Expertise
Fee options
Financial Planning fixed fees typically range from $500 to $5,000; Pension Consulting fixed fees range from $1,000 to $5,000
$0+: 0.40% to 2.00% (Individual Model Portfolio Management, negotiable) $0+: 0.40% to 2.95% (Pension Consulting Services, depending on services and plan size)
Financial Planning hourly fees range from $50 to $400 per hour; Pension Consulting hourly fees range from $50 to $400 per hour
Fee-only: Financial Planning fees charged hourly ($50 to $400/hour) or fixed fee ($500 to $5,000), negotiated case-by-case
Main office
420 Center Street, 1st Floor
Wallingford CT 06492
Advisors at this office
3
Most active in
Connecticut · Florida · Louisiana · Massachusetts · New Hampshire · North Carolina · South Carolina · Texas
Also doing business as
Toomey Financial Advisors · Toomey Investment Management, Inc · Toomey Investment Management, Inc. · Toomey, Brendan Richard, Sr.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Brendan T
CFP®, Series 63
Wallingford, CT
Toomey Investment Management, Inc
Brendan Toomey is a CFP® with 34 years of industry experience, currently serving at Toomey Investment Management, Inc. and Leigh Baldwin & Co., LLC. He holds a Series 63 license and has been with Toomey Investment Management since 2010. Outside his advisory roles, he is self-employed in tax return preparation during the tax season. Toomey Investment Management, Inc. is an SEC-registered adviser providing model portfolio management, pension consulting, and comprehensive financial planning to individuals, high-net-worth clients, plan sponsors, charities, and businesses. The firm employs a model portfolio approach combining diversified asset allocation with tactical overlays based on technical and fundamental analysis, managing roughly $321 million across a broad client base.
Austin T
Series 63, Series 65
Wallingford, CT
Toomey Investment Management, Inc
Austin Toomey is a financial advisor at Toomey Investment Management, Inc. He holds Series 63 and Series 65 licenses and has 14 years of industry experience. He has worked at Leigh Baldwin & CO., LLC since 2011. Outside of advising, he is involved in tax preparation during tax season. Toomey Investment Management, Inc. is an SEC-registered investment adviser serving individuals, high-net-worth clients, plan sponsors, charitable organizations, and businesses. The firm offers model portfolio management, pension consulting, and comprehensive financial planning, utilizing a tactical asset allocation approach that combines technical analysis with fundamental research.
Daniel P
Series 65, Series 63
Wallingford, CT
Toomey Investment Management, Inc
Daniel Perreault is a financial advisor at Toomey Investment Management, Inc. He holds Series 65 and Series 63 licenses and has seven years of industry experience. His prior work includes roles at Leigh Baldwin & Co., LLC and Park City Ford. Toomey Investment Management, Inc. is an SEC-registered adviser that provides model portfolio management, pension consulting, and comprehensive financial planning to individuals, high-net-worth clients, plan sponsors, charitable organizations, and businesses. The firm employs a model portfolio approach combining diversified asset allocation with tactical overlays based on technical and fundamental analysis, managing assets across mutual funds, ETFs, equities, and fixed income.
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