Tower View Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$301,757,049
Clients
206
Advisors
3
of 6 employees
About
Tower View Wealth Management provides integrated wealth management services combining ongoing investment management and financial planning for individuals, businesses, pension plans, and other investment professionals. The firm manages accounts on both discretionary and non‑discretionary bases and also offers guidance on employer‑sponsored retirement plans and 529 education savings plans.
Investment decisions are driven by a bottom‑up, chief investment officer‑led process that emphasizes long‑term, active security selection across individual equities, fixed income, mutual funds and ETFs, and may include small‑cap, international, and below‑investment‑grade exposures as appropriate to client objectives. Portfolios are typically model‑based without reliance on rigid quantitative systems or market timing, and the firm considers tax implications in adjustments while not employing systematic tax‑loss harvesting.
Tower View publishes educational content and periodic newsletters for clients and website readers, a practice that is uncommon among similar team firms. The firm also discloses limited custody circumstances that arise when its chief investment officer serves privately as a trustee or executor for certain clients and notes that certain employee and related accounts are included in regulatory AUM; it identifies key‑person risk and describes independent oversight and custody examinations as mitigants.
Client services
Expertise
Fee options
Project-based or flat fees typically do not exceed $50,000 for financial planning or consulting services.
Up to 1.50% annually
Up to $1,000 per hour for financial planning or consulting services.
Fee-only: Financial planning or consulting fees may be charged hourly up to $1,000/hour, or project-based/flat fees typically not exceeding $50,000; fees vary based on scope and complexity, and are disclosed in advance.
Main office
Shorewood WI
Advisors at this office
3
Most active in
California · Florida · Illinois · Minnesota · New Hampshire · Texas · Wisconsin
Also doing business as
Tower View Investment Management & Research LLC · Tower View Wealth Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Sophia Z
CFP®, Series 66
Shorewood, WI
Tower View Wealth Management LLC
Sophia Bradshaw is a CFP® and holds a Series 66 license, with six years of industry experience. She has worked at Tower View Investment Management & Research LLC since 2020 and spent one year at Robert W. Baird. Prior to her advisory career, she was affiliated with the University of Wisconsin-Madison for four years. Tower View Wealth Management provides integrated wealth management services to individuals, businesses, and pension plans, combining discretionary investment management with financial planning and guidance on stock options, 401(k) plans, and 529 accounts. The firm employs a bottoms-up, long-term investment approach focused on stock- and fund-specific analysis, managing portfolios with model allocations adjusted for tax and household considerations.
Raman G
CFA®, Series 63
Shorewood, WI
Tower View Wealth Management LLC
Raman Ghei is a CFA® charterholder with 26 years of industry experience. He has worked at Tower View Investment Management & Research LLC since 1999. Tower View Wealth Management provides integrated wealth management services to individuals, businesses, pension plans, and other investment professionals. The firm uses a bottom-up, chief investment officer-led approach focused on long-term, active security selection across various asset classes and typically employs model-based portfolios that consider tax implications without systematic tax-loss harvesting.
Mariah M
Series 65
Shorewood, WI
Tower View Wealth Management LLC
Mariah Magana Mayorga is a financial advisor at Tower View Wealth Management LLC with one year of industry experience. She holds a Series 65 designation and has been with Tower View since 2021. Prior to her current role, she worked at Appanasha Pet Clinic and has a background that includes various positions during her education. Tower View Wealth Management provides integrated wealth management services to individuals, businesses, and pension plans, combining discretionary investment management with financial planning and guidance on stock options, 401(k) choices, and 529 plans. The firm employs a bottoms-up, long-term investment approach focused on stock- and fund-specific analysis and manages portfolios tailored to tax considerations and client needs.
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