TPK Advisors LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
TPK Advisors is a registered investment adviser that provides discretionary investment management to individuals, trusts, estates, charitable organizations, corporations, and other business entities. As of March 25, 2025 the firm reported managing $22,648,215 in discretionary client assets and generally applies a $100,000 account minimum, which it may waive at its discretion.
The firm gathers suitability information at onboarding, constructs customized portfolios, and monitors and rebalances accounts on an ongoing basis with discretionary trading authority; account reviews are conducted at least bi‑annually and upon client request. Its stated methods include charting, technical and cyclical analysis, fundamental analysis, and a range of trading strategies from long‑ and short‑term purchases to short sales and option writing, and it may engage in short‑term trading when deemed suitable.
Compared with many small independent advisers, TPK’s brochure emphasizes the use of more active and complex strategies—including options and short selling—alongside technical approaches, which is relatively uncommon for firms of this size. Operationally, the firm recommends Schwab as custodian, may aggregate orders for block trading, does not accept performance‑based fees, does not vote client proxies, and reports no disciplinary history since it began providing advisory services in 2010.
Client services
Expertise
Fee options
0.5% to 1.5% annually (fees vary based on account size and complexity, negotiable)
Account minimum: $100,000
Main office
Cliffside Park NJ
Advisors at this office
1
Most active in
Connecticut · New Jersey · New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)