TPW Finance LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
TPW Finance LLC provides discretionary asset management and related financial planning to individuals (including high-net-worth clients), trusts, small businesses and estates. Financial planning is offered to asset-management clients at no additional cost, and implementation of recommendations is at the client’s discretion.
Portfolios are managed based on each client’s stated goals, time horizon and risk tolerance, with periodic reviews and rebalancing; the firm describes using fundamental, technical and cyclical analysis and may utilize a range of instruments from mutual funds and ETFs to fixed income, options and private placements. Custody and trade execution are directed to a single institutional custodian, and account reviews are performed quarterly with compliance oversight of personal trading.
What is notable about the firm relative to most independent advisers is its fee model: TPW does not charge traditional percentage-of-assets-under-management fees and instead uses a fixed annual fee schedule billed in advance. The firm is a recently established, small-practice adviser that discloses it does not accept external sales compensation, does not sponsor wrap programs, and delegates proxy voting to clients.
Client services
Expertise
Fee options
$1,000,000 - $1,500,000: $10,000 annually $1,500,001 - $3,000,000: $20,000 annually $3,000,001 - $5,000,000: $30,000 annually $5,000,001 - $10,000,000: $50,000 annually Over $10,000,000+: Negotiable
Account minimum: $1,000,000 Fee-only: Annual asset management fees as above; financial planning services provided at no additional cost for asset management clients.
Main office
Mountain View CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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